Open Meeting Agenda - May 25, 2022

ITEM 1: Investment Company Names Rule

OFFICE: Division of Investment Management

STAFF: Sarah ten Siethoff, Brian M. Johnson, Amanda Hollander Wagner, Mykaila DeLesDernier, Pam Ellis, and Brad Gude

The Commission will consider whether to propose amendments to the rule under the Investment Company Act that addresses investment company names that are likely to mislead investors about an investment company’s investments and risks. The amendments the Commission will consider also include enhanced prospectus disclosure requirements for terminology used in investment company names, as well as public reporting regarding compliance with the new names-related requirements.

For further information, please contact Brian M. Johnson, Sara Cortes, or Amanda Hollander Wagner, Division of Investment Management, at (202) 551-6792.

ITEM 2: ESG Disclosures for Investment Advisers and Investment Companies

OFFICE: Division of Investment Management

STAFF: Sarah ten Siethoff, Brian M. Johnson, Sara Cortes, Chris Staley, Samuel Thomas, Emily Rowland, Zeena Abdul-Rahman, Pam Ellis, Amy Miller, and Nathan Schuur

The Commission will consider whether to propose amendments to rules and reporting forms for registered investment advisers, certain advisers exempt from registration, registered investment companies, and business development companies to provide standardized environmental, social, and governance (“ESG”) disclosure to investors and the Commission.

For further information, please contact Brian M. Johnson, Sara Cortes, or Amanda Hollander Wagner, Division of Investment Management, at (202) 551-6792.