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Announcement

SEC Office of Compliance Inspections and Examinations Announces 2019 Examination Priorities

Dec. 20, 2018

View the Press Release: OCIE Announces 2019 Examination Priorities

View the Priorities Memo: 2019 Examination Priorities

Last Reviewed or Updated: Dec. 20, 2018

Rules & Regulations

Enforcement & Litigation

Compliance

SEC Office of Compliance Inspections and Examinations Announces 2019 Examination Priorities

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SEC Office of Compliance Inspections and Examinations Announces 2019 Examination Priorities