What's New

Date Title Division/Office
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Order Approving a Proposed Rule Change to Amend the Exchange’s Index Options Rules to Allow the Exchange to List and Trade Options on Micro Narrow-Based Indexes Trading and Markets
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of C2 Historical Depth Data Trading and Markets
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Historical U.S. Equity Short Volume and Trade Reports Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to the 2x Long VIX Futures ETF and the -1x Short VIX Futures ETF Trading and Markets
Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Short Term Option Series Program to List Qualifying Securities Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for U.S. Equity Short Volume and Trade Reports Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of EDGX Options Historical Depth Data Trading and Markets
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of Cboe Options Historical Depth Data Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of BZX Options Historical Depth Data Trading and Markets
Administrative Proceedings: Justin R. Kimbrough Enforcement
Investment Company Act Notice - Partners Group Private Equity (Master Fund), LLC, et al. Investment Management
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 115 to Introduce a New Feature Within the Nasdaq WorkX Platform That Will Automate the Method... Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports Directly Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Rate Associated with the Cross Asset Tier Trading and Markets
Administrative Proceeding - MUFG Securities EMEA plc Enforcement
Litigation Release - Dr. Joseph J. Nantomah; Investors Capital LLC; Global Investors Capital LLC; and High Income Performance Partners LLC Enforcement
Litigation Release - Doron A. Tavlin, Afshin Farahan, and David Gantman Enforcement
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports Directly Trading and Markets