Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Dissenting From an SEC Windfall For Lawyers Commissioners Daniel M. Gallagher and Michael S. Piwowar  U.S. Securities and Exchange Commission[1] Statement
Statement of Commissioner Daniel M. Gallagher on His Departure from the SEC Commissioner Daniel M. Gallagher
Statement
Opinion of Commissioner Gallagher and Commissioner Piwowar, dissenting from the opinion of the Commission Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar Statement
Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Commissioner Daniel M. Gallagher Statement
Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Commissioner Daniel M. Gallagher Statement
Statement on Adoption of Amendments to Remove References to Credit Ratings in Money Market Fund Rule 2a-7 and Form N-MFP Commissioner Daniel M. Gallagher Statement
Statement of Commissioner Daniel M. Gallagher Commissioner Daniel M. Gallagher Statement
Dissenting Statement at Open Meeting on Pay Ratio Disclosure Commissioner Daniel M. Gallagher Statement
Statement at Open Meeting on Registration Requirements for SBS Entities Commissioner Daniel M. Gallagher Statement
Dodd-Frank at Five: A Capital Markets Swan Song Commissioner Daniel M. Gallagher Speech
Comment Letter on the Department of Labor Proposed Rule on Conflicts of Interest and Fiduciary Duty Commissioner Daniel M. Gallagher Statement
Dissenting Statement at an Open Meeting On Dodd-Frank Act “Clawback” Provision Commissioner Daniel M. Gallagher Statement
Activism, Short-Termism, and the SEC: Remarks at the 21st Annual Stanford Directors’ College

Commissioner Daniel M. Gallagher

 Speech
Statement on Recent SEC Settlements Charging Chief Compliance Officers With Violations of Investment Advisers Act Rule 206(4)-7 Commissioner Daniel M. Gallagher Statement
Crazy Quilt Chart of Regulation Commissioner Daniel M. Gallagher Statement
Remarks at Veterans Committee Program: Wrapping Up Panelist Tribute to John P. Wheeler, III and Introducing the 2015 Winner of the John P. Wheeler Veterans Charity Award Commissioner Daniel M. Gallagher Statement
Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Commissioner Daniel M. Gallagher Statement
Remarks at the Inaugural SEC Equity Market Structure Advisory Committee Meeting Commissioner Daniel M. Gallagher Statement
Statement at Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Commissioner Daniel M. Gallagher Statement
Dissenting Statement at an Open Meeting on Pay Versus Performance Disclosures Commissioner Daniel M. Gallagher Statement
Remarks at the Harvard Law School Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States Commissioner Daniel M. Gallagher Speech
Bank Regulators at the Gates: The Misguided Quest for Prudential Regulation of Asset Managers: Remarks at the 2015 Virginia Law and Business Review Symposium Commissioner Daniel M. Gallagher Speech
Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete? Commissioner Daniel M. Gallagher Speech
Statement at Open Meeting on Rule 15b9-1 Commissioner Daniel M. Gallagher Statement
Statement at Open Meeting on Reg A+ Commissioner Daniel M. Gallagher Statement
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