Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Date Headline Release No.
SEC Charges Founder of AI Hiring Startup Joonko with Fraud 2024-70
SEC Charges Three New Yorkers for Raising More Than $184 Million Through Pre-IPO Fraud Schemes 2024-69
SEC Invites Regulated Entities to Submit Self-Assessments of Diversity Policies and Practices 2024-68
SEC to Close Salt Lake Regional Office 2024-67
SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate Getty Images Stock 2024-66
SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting 2024-65
SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts 2024-64
SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange With Failing to Inform the Commission of a Cyber Intrusion 2024-63
SEC Chair Gensler Statement on Upcoming Implementation of T+1 Settlement Cycle 2024-62
SEC Issues Exemptive Order Providing Additional Time for Certain Registrants to File Quarterly Reports in Light of BF Borgers Permanent Suspension 2024-61
SEC Announces Departure of Policy Director Heather Slavkin Corzo and Appointment of Corey Klemmer to the Role 2024-60
Tina Diamantopoulos Named Regional Director of Chicago Office 2024-59
SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information 2024-58
SEC Staff Publishes New Investment Adviser Statistics Report 2024-57
SEC Seeks Candidates for Small Business Capital Formation Advisory Committee 2024-56
SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest 2024-55
SEC, FinCEN Propose Customer Identification Program Requirements for Registered Investment Advisers and Exempt Reporting Advisers 2024-54
SEC Charges Pennsylvania Resident with Insider Trading in Dick’s Sporting Goods Securities 2024-53
SEC Names Nathaniel H. Benjamin as Director of the Office of Minority and Women Inclusion 2024-52
SEC Charges Audit Firm BF Borgers and Its Owner with Massive Fraud Affecting More Than 1,500 SEC Filings 2024-51
SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing 2024-50
SEC Staff Publishes New Registered Fund Statistics Report 2024-49
SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management 2024-48
SEC Issues Second Fee Rate Advisory for Fiscal Year 2024 2024-47
SEC Charges Five Investment Advisers for Marketing Rule Violations 2024-46
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