Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Releases Risk Alert on Unauthorized Trading 2012-33
SEC Charges Three Oil Services Executives With Bribing Customs Officials in Nigeria 2012-32
SEC Charges China-Based Executives with Securities Fraud 2012-31
SEC Charges Oregon-Based Expert Consulting Firm and Owner with Insider Trading in Technology Sector 2012-30
SEC Tightens Rules on Advisory Performance Fee Charges 2012-29
Director of L.A. Office Rosalind Tyson to Retire after 30 Years of SEC Service 2012-28
SEC Charges California Hedge Fund Manager Connected to Galleon Insider Trading Case 2012-27
SEC Charges Former Pharmaceutical Company Employee with Insider Trading on Biotech Deals 2012-26
SEC Charges Smith & Nephew PLC with Foreign Bribery 2012-25
SEC Names Jeanette M. Franzel to the Public Company Accounting Oversight Board 2012-24
SEC Charges Former Credit Suisse Investment Bankers in Subprime Bond Pricing Scheme During Credit Crisis 2012-23
SEC Charges Brothers With Short Selling Violations 2012-22
SEC Charges Former Executives and Accountants With Fraud at British Subsidiary of Medical Devices Company 2012-21
SEC Deputy Inspector General to Serve as Agency's Interim Inspector General 2012-20
SEC Charges Latvian Trader in Pervasive Brokerage Account Hijacking Scheme 2012-17
SEC Charges Boiler Room Operators in Florida-Based Penny Stock Manipulation Scheme 2012-18
SEC Advisory Committee on Small And Emerging Companies to Meet Wednesday 2012-19
Diamondback Capital Agrees to Settle SEC Insider Trading Charges 2012-16
Fee Rate Advisory #5 for Fiscal Year 2012 2012-15
SEC Charges Florida Bank Holding Company and CEO with Misleading Investors about Loan Risks During Financial Crisis 2012-13
SEC Obtains Emergency Relief Against St. Louis-Based Private Investment Funds after Charging Them and Their Principal with Fraud 2012-14
SEC Seeks Public Comment for Financial Literacy Study Mandated by Dodd-Frank Act 2012-12
SEC Charges Fund Managers and Analysts in Insider Trading Scheme 2012-11
SEC Names Jane Norberg as Deputy Chief of Whistleblower Office 2012-10
SEC Inspector General H. David Kotz to Leave Commission 2012-9
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