Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Charges Mother, Daughter, and Their Attorney in Illegal Penny Stock Scheme 2012-80
George Canellos Named Deputy Director of SEC Enforcement Division 2012-79
Attorney, Wall Street Trader, and Middleman Settle SEC Charges in $32 Million Insider Trading Case 2012-77
SEC Charges Former Morgan Stanley Executive with FCPA Violations and Investment Adviser Fraud 2012-78
H&R Block Subsidiary Agrees to Pay $28.2 Million to Settle SEC Charges Related to Subprime Mortgage Investments 2012-76
Egan-Jones Ratings Co. and Sean Egan Charged with Making Material Misrepresentations to SEC 2012-75
SEC Charges Former CalPERS CEO and Friend With Falsifying Letters in $20 Million Placement Agent Fee Scheme 2012-73
SEC Charges Chinese Company and Executives with Lying About Asset Values and Use of IPO Proceeds 2012-74
SEC Charges Father-and-Son Hedge Fund Managers Who Agree to Pay $4.8 Million to Settle Fraud Case 2012-71
SEC Charges British Twin Brothers Touting "Stock Picking Robot" in Internet Pump-and-Dump Scheme 2012-72
SEC Charges Ox Trading, optionsXpress, and Former CFO With Registration Violations 2012-68
SEC Names Diane C. Blizzard as Associate Director for Regulatory Policy and Investment Adviser Regulation 2012-69
Volcker Rule Conformance Period Clarified 2012-70
SEC Adopts Rule Defining Swaps-Related Terms for Regulating Derivatives 2012-67
CPSS and IOSCO Issue Final Report on Principles for Financial Market Infrastructures and Seek Comment on Two Consultative Documents 2012-65
SEC Charges optionsXpress and Five Individuals Involved in Abusive Naked Short Selling Scheme 2012-66
SEC Shuts Down Ponzi Scheme Targeting Persian-Jewish Community in Los Angeles 2012-64
Matthew Solomon Named Deputy Chief Litigation Counsel in SEC Enforcement Division 2012-63
SEC Charges Ponzi Schemer Targeting Church Congregations 2012-62
SEC Charges Goldman, Sachs & Co. Lacked Adequate Policies and Procedures for Research "Huddles" 2012-61
SEC Charges China-Based Company and Others with Stock Manipulation 2012-59
SEC Seeks Public Comment Prior to JOBS Act Rulemaking 2012-60
SEC Announces Members of New Investor Advisory Committee 2012-58
SEC Settles Fraud Charges Against Silicon Valley Man 2012-57
SEC Freezes Accounts of Six Chinese Citizens and One Offshore Entity Charged with Insider Trading 2012-54
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