Advisory Committee on Small and Emerging Companies Meeting

June 3, 2015

See also Part One

Windows Media Player Archives

• Part One (Captioned Version)
• Part Two (Captioned Version)

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Additional Materials

• Recommendation Regarding the Section 4(a)(1½) Exemption
• Slides
  • State Based Crowdfunding — Presentation by Michael S. Pieciak
  • Notable by Their Absence: Finders and Other Financial Intermediaries in Small Business Capital Formation, by Gregory C. Yadley
• Meeting Notice
• Sunshine Act Meeting Notice
• SEC Announces Agenda for March 4 Meeting of the Advisory Committee on Small and Emerging Companies
• Advisory Committee on Small and Emerging Companies