Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Jan. 29, 2013	Jonathan R. Curshen, et al. Release No. LR-22604
Jan. 29, 2013	Firas A. Hamdan, individually and doing business as FAH Capital Partners Release No. LR-22603 See Also: SEC Complaint
Jan. 29, 2013	Jesse C. Litvak Release No. LR-22602 See Also: SEC Complaint
Jan. 24, 2013	Randy M. Cho Release No. LR-22601
Jan. 24, 2013	AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li Release No. LR-22600
Jan. 23, 2013	Jonathan C. Gilchrist Release No. LR-22599 See Also: SEC Complaint
Jan. 23, 2013	Christopher Castaldo, et al. Release No. LR-22598
Jan. 22, 2013	Kenneth A. Dachman, et al. Release No. LR-22597
Jan. 17, 2013	John M. Darden III Release No. LR-22596 See Also: SEC Complaint
Jan. 17, 2013	Eric D. Rogers Release No. LR-22595 See Also: SEC Complaint
Jan. 15, 2013	Francis E. Wilde, Steven E. Woods, Mark A. Gelazela, Bruce H. Haglund, Matrix Holdings LLC, BMW Majestic LLC, IDLYC Holdings Trust LLC, and IDLYC Holdings Trust, et al. Release No. LR-22594
Jan. 15, 2013	Andreas Badian, et al. Release No. LR-22593
Jan. 14, 2013	Christel S. Scucci, et al. Release No. LR-22592
Jan. 11, 2013	Gary J. Martel, D/B/A Martel Financial Group and MFG Funding Release No. LR-22591
Jan. 11, 2013	Exotics.com, Inc., et al. Release No. LR-22590
Jan. 11, 2013	Volt Information Sciences, Inc. and Debra L. Hobbs and Jack J. Egan, Jr. Release No. LR-22589, AAER-3439
Jan. 9, 2013	Chetan Kapur; Lilaboc, LLC d/b/a ThinkStrategy Capital Management, LLC Release No. LR-22588
Jan. 9, 2013	Edward J. Woodard, Jr., Cynthia A. Sabol, CPA and Stephen G. Fields Release No. LR-22587, AAER-3437 See Also: SEC Complaint
Jan. 4, 2013	Spongetech Delivery Systems, Inc., RM Enterprises International, Inc., Steven Y. Moskowitz, Michael E. Metter, George Speranza, Joel Pensley and Jack Halperin Release No. LR-22586
Jan. 3, 2013	Nekekim Corp. and Kenneth W. Carlton Release No. LR-22585 See Also: SEC Complaint
Jan. 3, 2013	Yan K. Skwara et al. Release No. LR-22584
Jan. 2, 2013	Online-Registries, Inc. and David Stern Release No. LR-22583
Dec. 27, 2012	Rajat K. Gupta and Raj Rajaratnam Release No. LR-22582
Dec. 26, 2012	Thomas C. Conradt, et al. Release No. LR-22581 See Also: SEC Complaint
Dec. 21, 2012	Lee S. Rosen Release No. LR-22578 See Also: SEC Complaint
Dec. 21, 2012	GLR Capital Management, LLC, GLR Advisors, LLC, John A. Geringer, and Relief Defendant GLR Growth Fund, L.P. Release No. LR-22580
Dec. 21, 2012	Danny Garber, Michael Manis, Kenneth Yellin, Jordan Feinstein, Aluma Holdings LLC, Azure Trading LLC, Coastal Group Holdings, Inc., Greyhawk Equities LLC, Leonidas Group Holdings LLC, The Leonidas Group LLC, Nismic Sales Corp., The OGP Group, Perlinda Enterprises LLC, Rio Sterling Holding LLC, Slow Train Holding LLC, and Spartan Group Holdings LLC Release No. LR-22579 See Also: SEC Complaint
Dec. 20, 2012	Rex T. Shelby, Scott Yeager, Kevin A. Howard and Michael W. Krautz; Schuyler M. Tilney and Thomas W. Davis Release No. LR-22577, AAER-3434
Dec. 20, 2012	Eli Lilly and Company Release No. LR-22576 See Also: SEC Complaint
Dec. 18, 2012	TheStreet, Inc., Eric Ashma, and Gregg Alwine and David Barnett Release No. LR-22575, AAER-3432 See Also: SEC Complaint - TheStreet, Inc. , SEC Complaint - Eric Ashma
Dec. 17, 2012	Spencer Pharmaceutical Inc., Jean-François Amyot, Maximilien Arella, Ian Morrice, IAB Media Inc., and Hilbroy Advisory Inc. Release No. LR-22574 See Also: Trading Suspension , SEC Complaint
Dec. 14, 2012	Aletheia Research and Management, Inc. and Peter J. Eichler, Jr. Release No. LR-22573 See Also: SEC Complaint
Dec. 14, 2012	BioChemics, Inc., et al. Release No. LR-22572 See Also: SEC Complaint
Dec. 14, 2012	Deer Hill Financial Group, LLC, et al. Release No. LR-22571
Dec. 14, 2012	EagleEye Asset Management, LLC and Jeffrey A. Liskov Release No. LR-22570
Dec. 13, 2012	Tiger Asia Management, LLC, et al. Release No. LR-22569
Dec. 11, 2012	Steven B. Hart Release No. LR-22567 See Also: SEC Complaint
Dec. 11, 2012	Premco Western, Inc., et al. Release No. LR-22566 See Also: SEC Complaint
Dec. 11, 2012	Dwight Flatt and David Della Sciucca, Jr. Release No. LR-22565
Dec. 11, 2012	Zhou, et al. Release No. LR-22568 See Also: SEC Complaint
Dec. 7, 2012	Eric Todd Seiden and Kamal Abdallah Release No. LR-22564
Dec. 7, 2012	InnoVida Holdings LLC, Claudio Osorio and Craig Toll Release No. LR-22563 See Also: SEC Complaint
Dec. 7, 2012	Guy M. Jean-Pierre a/k/a Marcelo Dominguez de Guerra Release No. LR-22562 See Also: SEC Complaint
Dec. 6, 2012	East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel Release No. LR-22561
Dec. 6, 2012	Femenia et al. Release No. LR-22560 See Also: SEC Complaint
Dec. 6, 2012	Glenn Grossman, Lawrence Steven Cohen, Shay Keren, and John Zanic Release No. LR-22559
Dec. 4, 2012	A.L. Waters Capital, LLC, et al. Release No. LR-22558
Dec. 3, 2012	Christopher W. Bass, Swiss Capital Harbor-USA, LLC, Swiss Capital Harbor Fund A Partners, L.P., Swiss Capital Harbor Fund B Partners, L.P., and Swiss Capital Harbor Fund C Partners, L.P. Release No. LR-22556
Dec. 3, 2012	Timothy S. Durham, et al. Release No. LR-22557
Nov. 30, 2012	Joseph P. Cillo Release No. LR-22555
Nov. 30, 2012	Igor Cornelsen and Bainbridge Group Inc. Release No. LR-22554 See Also: SEC Complaint
Nov. 30, 2012	I. Joseph Massoud Release No. LR-22553 See Also: SEC Complaint
Nov. 30, 2012	China North East Petroleum Holdings Limited, et al. Release No. LR-22552, AAER-3481 See Also: SEC Complaint
Nov. 30, 2012	David Ronald Allen, et al. Release No. LR-22551
Nov. 29, 2012	John H. Pamplin, Jr. Release No. LR-22550 See Also: SEC Complaint
Nov. 29, 2012	Thomas C. Conradt, et al. Release No. LR-22549 See Also: SEC Complaint
Nov. 29, 2012	Resources Planning Group, Inc., et al. Release No. LR-22548 See Also: SEC Complaint
Nov. 28, 2012	Michael Van Gilder and Roger Parker Release No. LR-22547
Nov. 27, 2012	EagleEye Asset Management, LLC and Jeffrey A. Liskov Release No. LR-22546
Nov. 26, 2012	Berton M. Hochfeld et al. Release No. LR-22545
Nov. 26, 2012	Christopher S. Metcalf, Bozidar “Bob” Vukovich, and Pantera Petroleum, Inc. Release No. LR-22544
Nov. 26, 2012	Elaine M. Brown and Gary A. Prince Release No. LR-22543
Nov. 26, 2012	Greenstone Holdings, Inc., Virginia K. Sourlis, et al. Release No. LR-22542
Nov. 21, 2012	Brian H. Stoker Release No. LR-22541
Nov. 21, 2012	Edward S. Steffelin Release No. LR-22540
Nov. 21, 2012	CR Intrinsic Investors, LLC et al. Release No. LR-22539
Nov. 20, 2012	Christopher S. Metcalf, Bozidar "Bob" Vukovich, and Pantera Petroleum, Inc. Release No. LR-22538
Nov. 20, 2012	Joel I. Wilson et al. Release No. LR-22537 See Also: SEC Complaint
Nov. 20, 2012	Jon Latorella and James Fields Release No. LR-22536
Nov. 19, 2012	John Lazorchak, et al. Release No. LR-22535 See Also: SEC Complaint
Nov. 19, 2012	Stephen A. Colangelo, Jr. Release No. LR-22534 See Also: SEC Complaint
Nov. 16, 2012	J.P. Morgan Securities LLC, EMC Mortgage, LLC, Bear Stearns Asset Backed Securities I, LLC, Structured Asset Mortgage Investments II, Inc., SACO I, Inc., and J.P. Morgan Acceptance Corporation I Release No. LR-22533
Nov. 16, 2012	Bruce L. Grossman and Jonathan R. Curshen Release No. LR-22532
Nov. 15, 2012	BP p.l.c. Release No. LR-22531 See Also: SEC Complaint
Nov. 9, 2012	Anand Sekaran and Wasson Capital Advisors Ltd. Release No. LR-22530 See Also: SEC Complaint
Nov. 9, 2012	Lee Cole, Linden Boyne, Kevin B. Donovan and Timothy Quintanilla Release No. LR-22529, AAER-3423 See Also: SEC Complaint
Nov. 9, 2012	James F. Ellis Release No. LR-22528 See Also: SEC Complaint
Nov. 9, 2012	Aamer Abdullah Release No. LR-22527
Nov. 8, 2012	Stanley B. McDuffie (f/k/a Stanley Roberson and Stanley Battle) and Jilapuhn, Inc., d/b/a Her Majesty's Credit Union, LLC Release No. LR-22526
Nov. 1, 2012	Adam Bielski Release No. LR-22525
Oct. 31, 2012	Thomas P. Flanagan., et al. Release No. LR-22524
Oct. 26, 2012	Kris Chellam Release No. LR-22523
Oct. 26, 2012	Van Gilder Release No. LR-22522
Oct. 26, 2012	MedLink International, Inc., Aurelio Vuono and James Rose Release No. LR-22521, AAER-3422
Oct. 26, 2012	Michael H. Johnson Release No. LR-22520, AAER-3421 See Also: SEC Complaint
Oct. 25, 2012	Frank A. LoBue Release No. LR-22519 See Also: SEC Complaint
Oct. 23, 2012	James C. Mulholland, Jr. and Thomas S. Mulholland Release No. LR-22518 See Also: SEC Complaint
Oct. 19, 2012	Joseph Pacifico Release No. LR-22517, AAER-3418 See Also: SEC Complaint
Oct. 19, 2012	Irwin Boock, et al. Release No. LR-22516
Oct. 19, 2012	Well Advantage Limited, et al. Release No. LR-22515
Oct. 18, 2012	Geoffrey H. Lunn, Darlene A. Bishop and Vincent G. Curry Release No. LR-22514 See Also: SEC Complaint
Oct. 18, 2012	Joseph J. Monterosso, et. al. Release No. LR-22513, AAER-3417
Oct. 18, 2012	A.L. Waters Capital, LLC, et al. Release No. LR-22512
Oct. 17, 2012	The Investors Registry, LLC, and Michael J. Southworth Release No. LR-22511 See Also: SEC Complaint
Oct. 17, 2012	Yorkville Advisors, LLC, Mark Angelo and Edward Schinik Release No. LR-22510 See Also: SEC Complaint
Oct. 15, 2012	James B. Catledge, Derek F.C. Elliott, EMI Resorts (S.V.G.) Inc., EMI Sun Village, Inc. and Sun Village Juan Dolio, Inc. Release No. LR-22509A See Also: SEC Complaint
Oct. 12, 2012	All Know Holdings Ltd., et al. Release No. LR-22508 See Also: SEC Complaint
Oct. 12, 2012	James L. Douglas a/k/a James L. Cooper Release No. LR-22507
Oct. 4, 2012	James S. Quay and Jeffrey A. Quay Release No. LR-22506 See Also: SEC Complaint
Oct. 4, 2012	Lion Capital Management, LLC and Hausmann-Alain Banet Release No. LR-22505 See Also: SEC Complaint

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