2017 SEC Government-Business Forum on Small Business Capital Formation

November 30, 2017
Austin, Texas

Discussion and Panelist Materials*

Materials for Morning Panel “How Capital Formation Options Are Working for Small Businesses, Including Small Businesses in Texas”

• Written submission by Mark Elenowitz, CEO, BANQ, Tripoint Global Equities, LLC
• Written submission by Annemarie Tierney: Nasdaq, “The Promise of Market Reform – Reigniting America’s Economic Engine”

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* The views and statements contained in these materials are the authors' alone and do not necessarily represent the views of the Securities and Exchange Commission, any other government agency or any government department, division or official.