Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Sept. 29, 2004	Donald M. Fitzpatrick and Thomas R. Stitt Release No. LR-18911, AAER-2114
Sept. 29, 2004	Marcy Wilson Roke Release No. LR-18910, AAER-2115
Sept. 29, 2004	Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant Release No. LR-18909
Sept. 28, 2004	Don-Allen Ruttenberg Release No. LR-18908, AAER-2113
Sept. 28, 2004	Gary Van Waeyenberghe, et al. Release No. LR-18907
Sept. 28, 2004	Jeremy R. Lent, John V. Hashman, Yinzi Cai, Douglas Wachtel and Bruce Rigione Release No. LR-18905, AAER-2112
Sept. 28, 2004	Michael Martin and Malcolm E. McVay Release No. LR-18904, AAER-2111
Sept. 28, 2004	Sushil K. Garg and Garg Data International, Inc. Release No. LR-18903, AAER-2110
Sept. 28, 2004	Linda Ensor, et al. Release No. LR-18902
Sept. 28, 2004	Von Christopher Cummings, et al. Release No. LR-18901
Sept. 28, 2004	Phong Nguyen and Chanh Nguyen Release No. LR-18900
Sept. 28, 2004	Mark Kelly, Martin Angel, John R. Buck and Chad Latvaaho Release No. LR-18906
Sept. 27, 2004	William L. Atkinson, II and James R. Walker Release No. LR-18899
Sept. 24, 2004	Manoucher Sarbaz, et al. Release No. LR-18898
Sept. 24, 2004	David M. Grey Release No. LR-18897
Sept. 24, 2004	James T. Dooley, James E. Lorenz, III and John E. Isselmann, Jr. Release No. LR-18896, AAER-2109
Sept. 23, 2004	Stanley Awdisho, Michael Kundrat and Kristopher Smolinski Release No. LR-18894
Sept. 23, 2004	Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young Release No. LR-18893
Sept. 23, 2004	Robert Snyder, AlphaCom, Inc., James Stamp, and Gary Kendron Release No. LR-18895
Sept. 22, 2004	House Asset Management, L.L.C., House Edge, L.P., Paul J. House, And Brandon R. Moore, Release No. LR-18892
Sept. 22, 2004	Computer Associates International, Inc., Sanjay Kumar and Stephen Richards, and Steven Woghin Release No. LR-18891
Sept. 20, 2004	iShopNoMarkup.com, Inc., et al. Release No. LR-18890
Sept. 17, 2004	Eric I. Tsao Release No. LR-18889
Sept. 16, 2004	A.C.L.N., Ltd.; Abderrazak "ALDO" Labiad; Joseph J.H. Bisschops; Alex De Ridder; Pearlrose Holdings International S.A.; Emerald Sea Marine, Inc.; Scott Investments S.A.; BDO International (Cyprus); Minas Ioannou; Christakis Ioannou (Defendants); and Scandinavian Car Carriers A/S; Pandora Shipping, S.A.; Sergui, Ltd.; Westbound Development Corp.; Maverick Commercial, Inc.; and DCC Limited (Relief Defendants) Release No. LR-18888, AAER-2105
Sept. 16, 2004	Converge Global, Inc. Release No. LR-18887
Sept. 15, 2004	First United Financial Group, LLC Release No. LR-18886
Sept. 15, 2004	Ed Johnson and Merl Holdings Inc.com Release No. LR-18885, AAER-2104
Sept. 14, 2004	Rodney E. Dausch and Thomas O. Oesterling Release No. LR-18883
Sept. 14, 2004	Dean Foods Company and John D. Robinson; Kemps LLC f/k/a Marigold Foods LLC, James Green and Christopher Thorpe; Digital Exchange Systems, Inc., Rosario Coniglio and Steven Schmidt; John K. Adams; and Bruce Keith Jensen Release No. LR-18884
Sept. 13, 2004	National Institute Companies of America, Inc., et al. Release No. LR-18882
Sept. 10, 2004	Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory and Joshua Adams Release No. LR-18881
Sept. 10, 2004	Clayton Chan, Gregory Antoniono and Geoffrey Infeld Release No. LR-18880, AAER-2095
Sept. 10, 2004	Michael B. Johnson, Michael Johnson & Co., Llc, David C. Skinner, Jr. And American Television And Film Company F/K/A Winners Internet Network, Inc. Release No. LR-18879, AAER-2096
Sept. 10, 2004	Mark D. Montana, individually and d/b/a M & M Properties, and M & M Financial, Inc., Defendants, and Karen E. Montana, Relief Defendant Release No. LR-18878
Sept. 9, 2004	Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet Release No. LR-18873
Sept. 9, 2004	Donna Yun and Jerry Burch Release No. LR-18877
Sept. 9, 2004	Peter Roor (individually and d/b/a Oxford Savings Club, Ltd. and Manumit Unlimited), Ronald L. Templin (individually and d/b/a American Leadership Network, Saratoga Holdings LLC, Secured Private Placements, The 650 Club, Internet Marketing Partners and Private Party Loan Program), and Laurie Elizabeth Weiss Release No. LR-18876
Sept. 9, 2004	Gary L. Mcnaughton, Individually and D/B/A The Haven Equity Company, and Andrew K. Lech Release No. LR-18875
Sept. 9, 2004	Sidney Johnson Release No. LR-18874
Sept. 8, 2004	RC Investment Corp., Pinnacle Investment Corp., Robert A. Coberly, Jr., and Curtis D. Somoza Release No. LR-18872
Sept. 8, 2004	John Gorman and Patrick Gentile Release No. LR-18871, AAER-2094 File Number: 3-11635
Sept. 3, 2004	Robert Papalia and David L. Hunter Release No. LR-18870
Sept. 2, 2004	ACI, Inc. and Clarence E. Long, Defendants, and Jon G. Ervin, Sr., Relief Defendant Release No. LR-18869
Sept. 2, 2004	Charles L. Harris, Tradewinds International, L.L.C. and Tradewinds International II, L.P. Release No. LR-18868
Sept. 2, 2004	Bristol-Myers Squibb Company Release No. LR-18867
Sept. 2, 2004	Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser Release No. LR-18866
Sept. 2, 2004	Schield Management Company and Marshall L. Schield Release No. LR-18865
Sept. 1, 2004	Cavanagh, et al. Release No. LR-18864
Sept. 1, 2004	Eric L. Mattson and James W. Harris Release No. LR-18863, AAER-2092
Aug. 31, 2004	Kevin P. Hannon, et al. Release No. LR-18862, AAER-2091
Aug. 31, 2004	Colin Nathanson, Individually And Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., Nettel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. Release No. LR-18861
Aug. 30, 2004	Kimberly J. Carrella, et al. Release No. LR-18860
Aug. 27, 2004	George Carapella and Alan S. Lipstein Release No. LR-18859
Aug. 26, 2004	Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo Release No. LR-18858
Aug. 26, 2004	U.S. Technologies, Inc. And C. Gregory Earls Release No. LR-18857, AAER-2090
Aug. 26, 2004	Blake A. Prater and Wellspring Capital Group, Inc. Release No. LR-18856
Aug. 26, 2004	Thomas Weisel Partners LLC Release No. LR-18855
Aug. 26, 2004	Deutsche Bank Securities Inc. Release No. LR-18854
Aug. 25, 2004	Aurora Foods, Inc., et al. Release No. LR-18851, AAER-2089
Aug. 25, 2004	JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin Release No. LR-18850
Aug. 25, 2004	Haligiannis, et al. Release No. LR-18853
Aug. 25, 2004	Mojave Valley Resort, Inc. and Mark A. Temple Release No. LR-18852
Aug. 25, 2004	Mark E. Koenig Release No. LR-18849, AAER-2088
Aug. 25, 2004	Vaso Active Pharmaceuticals, Inc. Release No. LR-18834A
Aug. 24, 2004	Athena Diaz Release No. LR-18848, AAER-2087
Aug. 24, 2004	Autocorp Equities, Inc. et al. Release No. LR-18847
Aug. 24, 2004	John Patrucco Release No. LR-18846
Aug. 24, 2004	Scott B. Kaye, et al. Release No. LR-18845
Aug. 24, 2004	Royal Dutch Petroleum Company and The "Shell" Transport and Trading Company, p.l.c. Release No. LR-18844, AAER-2086
Aug. 23, 2004	Piranha, Inc., et al. Release No. LR-18842, AAER-2084
Aug. 23, 2004	Internet Broadcast Group, et al. Release No. LR-18841
Aug. 23, 2004	Kenneth K. Livesay, et al. Release No. LR-18843, AAER-2083
Aug. 19, 2004	Lines Overseas Management, Ltd., and Scott Lines Release No. LR-18840
Aug. 19, 2004	Upshaw and Associates, L.L.C. et al. Release No. LR-18839
Aug. 19, 2004	Brian Lee (aka Brian Lee Petrosian), Todd DiRoberto, Lonnie Dragon and Trevor Watson Release No. LR-18838
Aug. 18, 2004	Steven M. Bolla, Washington Investment Network, Susan Bolla and Robert Radano Release No. LR-18837
Aug. 18, 2004	Gary M. Kornman Release No. LR-18836
Aug. 18, 2004	Peter Warren and Exo-Brain, Inc. (Formerly E-Brain Solutions, LLC) Release No. LR-18835
Aug. 17, 2004	Vaso Active Pharmaceuticals, Inc. Release No. LR-18834
Aug. 16, 2004	Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck Release No. LR-18833
Aug. 13, 2004	Derrick S. Mckinley Release No. LR-18832
Aug. 12, 2004	Haligiannis, et al. Release No. LR-18831
Aug. 12, 2004	Bradley T. Smith, Continental Midwest Financial, Inc., Bankstock Investment Partners, LP, Scioto National, Inc. and Bancshareholders of America, Inc. Release No. LR-18830
Aug. 12, 2004	Thayer Capital Partners, TC Equity Partners IV, L.L.C., TC Management Partners IV, L.L.C., and Frederic V. Malek Release No. LR-18829 File Number: 3-11585
Aug. 11, 2004	Peter F. Paul, Stephen M. Gordon, and Jeffrey L. Pittsburg Release No. LR-18828
Aug. 11, 2004	Competitive Technologies, Inc., Chauncey D. Steele, John R. Glushko, Thomas C. Kocherhans, Richard A. Kwak, Sheldon A. Strauss, Stephen J. Wilson and Frank R. McPike Release No. LR-18827
Aug. 10, 2004	Peter C. Boylan Release No. LR-18826, AAER-2081
Aug. 10, 2004	Autocorp Equities, Inc. Release No. LR-18825
Aug. 9, 2004	Anthony P. Postiglione, Jr., et al. Release No. LR-18824
Aug. 9, 2004	Scott C. Anixter, et al. Release No. LR-18823, AAER-2077
Aug. 6, 2004	Bristol-Myers Squibb Company Release No. LR-18822, AAER-2080
Aug. 6, 2004	Autocorp Equities, Inc. Release No. LR-18821
Aug. 4, 2004	Bristol-Myers Squibb Company Release No. LR-18820, AAER-2075
Aug. 3, 2004	Michael J. Mccloskey, Rance C. Miles, Luis E. Vallejo, and Daniel Harris Release No. LR-18819
Aug. 3, 2004	William F. Buettner, Mark D. Kirstein and Amy S. Frazier Release No. LR-18818, AAER-2073
Aug. 3, 2004	Gary V. Morris, Halliburton Company and Robert Charles Muchmore, Jr. Release No. LR-18817, 34-50137, 33-8452, AAER-2074
Aug. 2, 2004	Anthony P. Postiglione, Jr., et al. Release No. LR-18816
July 30, 2004	Kenneth D. Rice, et al. Release No. LR-18815, AAER-2068
July 30, 2004	Wulf International Ltd. and George R. Wulf Release No. LR-18814
July 29, 2004	Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser Release No. LR-18810

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