Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
May 4, 2004	Dean S. Thomassen Release No. LR-18690
May 3, 2004	D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., and PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien Release No. LR-18689
April 29, 2004	Carnegie International Corporation, et al. Release No. LR-18686, AAER-1994
April 29, 2004	Barry Richard Kusatzky in the Matter of California Amplifier, Inc Release No. LR-18688, AAER-1996
April 29, 2004	Gordon J. Rollert Release No. LR-18687
April 28, 2004	Paul Howe Noe, et al. Release No. LR-18685
April 27, 2004	Dennis A. Bakal, et al. Release No. LR-18684, AAER-1993
April 27, 2004	Wealth International Network, Andre Brady, et al. Release No. LR-18683
April 27, 2004	James E. Reid Release No. LR-18682, AAER-1992
April 26, 2004	Ian L. Renert et al. Release No. LR-18681
April 26, 2004	Larry W. Tyler, Advanced Financial Services, Inc., et al. Release No. LR-18680
April 23, 2004	Wealth International Network, Andre Brady, et al. Release No. LR-18679
April 23, 2004	Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants Release No. LR-18678
April 23, 2004	National Investment Enterprises and Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian Release No. LR-18677
April 23, 2004	Claude Lefebvre et al. Release No. LR-18676
April 22, 2004	Allen M. Glick et al. Release No. LR-18675
April 22, 2004	William E. Lyons (revised) Release No. LR-18674A
April 22, 2004	William E. Lyons Release No. LR-18674
April 22, 2004	Alfred S. Teo, Sr., et al. Release No. LR-18673
April 20, 2004	Capital Acquisitions, Inc, et al. Release No. LR-18672
April 19, 2004	Vincent P. Iannazzo and Milton E. Stanson Release No. LR-18671
April 19, 2004	Timothy R. Heyman and Heyman International, Inc. Release No. LR-18670
April 16, 2004	John Surgent, Barry Abrams, Warren Hemedinger, Scott Piccininni, Paul Tahan, Robert Vitale, Mark Chavez, Sal Puccio, and Victor A. Lessinger Release No. LR-18669
April 16, 2004	Spear & Jackson, Inc., et al. Release No. LR-18668
April 13, 2004	Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino Release No. LR-18667
April 12, 2004	Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman Release No. LR-18666
April 8, 2004	Ira Zar, David Rivard, and David Kaplan Release No. LR-18665, AAER-1988
April 7, 2004	Metropolis Holdings, LLC and Edward Gray Release No. LR-18664
April 7, 2004	Colin Nathanson, individually and doing businesss as Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. Release No. LR-18663
April 7, 2004	CDH & Affiliates, Inc. and C. David Hallman Release No. LR-18662
April 7, 2004	Metropolis Holdings, LLC and Edward Gray Release No. LR-18661
April 7, 2004	Roger A. Householder Release No. LR-18660
April 7, 2004	Timothy R. Heyman and Heyman International, Inc. Release No. LR-18659
April 7, 2004	E. Garrett Bewkes, Jr. and Robert D. Bewkes Release No. LR-18658
April 6, 2004	One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. Release No. LR-18657a
April 5, 2004	One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. Release No. LR-18657
April 5, 2004	Lawrence O'Shaughnessey, et al. Release No. LR-18656, AAER-1986
April 5, 2004	LASV Enterprises, Inc., Robert S. Zaba, Robert B. Abbott, and Warren H. Soloski Release No. LR-18655
April 1, 2004	William W. Freise; David T. Thomson CPA, and David T. Thomson PC Release No. LR-18654, AAER-1985
April 1, 2004	Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, and Nicole McDermott Release No. LR-18653
April 1, 2004	Michael B. Johnson, Michael Johnson & Co., LLC, David C. Skinner, Jr. and American Television and Film Company f/k/a Winners Internet Network, Inc. Release No. LR-18652, AAER-1983
March 31, 2004	Larry Stockett Release No. LR-18651
March 31, 2004	Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. Release No. LR-18650
March 31, 2004	Richard H. Hawkins Release No. LR-18649, AAER-1981
March 30, 2004	Eric E. Resteiner, et al. Release No. LR-18648
March 30, 2004	Zion Capital Management LLC, and Ricky A. Lang Carol Fox Foelak, Administrative Law Judge Release No. LR-18647 File Number: 3-10659
March 29, 2004	John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc. Release No. LR-18645
March 29, 2004	Wellness Universe Corporation, Synpan Corporation, and George Charles Pappas Release No. LR-18644
March 29, 2004	Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis Release No. LR-18643
March 29, 2004	Colin Nathanson, Individually and Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. Release No. LR-18642
March 29, 2004	Wolfson, et al. Release No. LR-18646
March 26, 2004	Thomas G. Brooks Release No. LR-18641
March 26, 2004	William H. Borders II Release No. LR-18640
March 25, 2004	Discover Capital Holdings Corp., et al. Release No. LR-18639
March 25, 2004	Cedric Kushner Promotions, Inc., Cedric Kushner, James DiLorenzo, and Steven Angel Release No. LR-18638, AAER-1979
March 25, 2004	Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. Release No. LR-18637
March 24, 2004	David M. Wolfson et al. Release No. LR-18635
March 24, 2004	Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Limited, Tarun Mendiratta Release No. LR-18636
March 23, 2004	Robert Dobbins, Dobbins Capital Corp., Dobbins Offshore Capital LLC, Dobbins Partners, L.P., and Dobbins Offshore, Ltd. Release No. LR-18634
March 23, 2004	Sean S. Coghlan, Patrick S. Lay, and Christopher W. Lay Release No. LR-18633
March 23, 2004	Scott K. Ginsburg Release No. LR-18632
March 22, 2004	The Geneva Group and Nicholas Garcia Release No. LR-18631
March 19, 2004	John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc. Release No. LR-18630
March 19, 2004	Wulf International Ltd. and George R. Wulf Release No. LR-18629
March 18, 2004	Preston Hopper and Tamela Pallas Release No. LR-18628
March 18, 2004	Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Lloyd Weston, a.k.a. Donald Masters, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young Release No. LR-18624a
March 17, 2004	One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. Release No. LR-18627
March 17, 2004	John A. Furutani Release No. LR-18626
March 16, 2004	Carlos H. Soto, Basle Advisers and ICR Corporation Release No. LR-18625
March 15, 2004	Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young Release No. LR-18624
March 12, 2004	Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman Release No. LR-18623
March 12, 2004	David G. Sherman Release No. LR-18622, AAER-1976
March 11, 2004	Rollin S. Dick and James S. Adams Release No. LR-18621, AAER-1975
March 11, 2004	Thomas S. Hughes Release No. LR-18620
March 11, 2004	MX Factos, LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding Release No. LR-18619
March 10, 2004	Ed Johnson and MERL Holdings Inc.com Release No. LR-18618, AAER-1974
March 9, 2004	Nikolai Safavi Release No. LR-18614
March 9, 2004	The Rose Fund, et al. Release No. LR-18613
March 9, 2004	TELnetgo2000, Inc. et al. Release No. LR-18617
March 9, 2004	Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo Release No. LR-18616
March 9, 2004	William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark Release No. LR-18615, AAER-1971
March 8, 2004	Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Release No. LR-18612, AAER-1970
March 8, 2004	DCI, et al. Release No. LR-18611
March 8, 2004	AMERCO Release No. LR-18610
March 8, 2004	Larry A. Stockett Release No. LR-18609
March 5, 2004	Richard Rambahal, et al. Release No. LR-18608, AAER-1968
March 3, 2004	Richard P. Smyth, Arnold E. Johns, Jr., Michael Becker and Alan T. Davis Release No. LR-18607
March 3, 2004	Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, And Nicole McDermott Release No. LR-18606
March 2, 2004	Scott D. Sullivan Release No. LR-18605, AAER-1966
March 1, 2004	Maven Capital Corporation, et al. Release No. LR-18604
March 1, 2004	Ace Payday Plus, LLC, et. al. Release No. LR-18603
Feb. 27, 2004	Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club Release No. LR-18602
Feb. 27, 2004	Defendants Patrollers Capital Fund and Franklin S. Marone and Relief Defendant Marita R. Marone Release No. LR-18601
Feb. 27, 2004	KS Advisors, Inc. et. al. Release No. LR-18600
Feb. 27, 2004	MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding Release No. LR-18599
Feb. 27, 2004	Jon Clark and Sarah Hume Release No. LR-18598, AAER-1965
Feb. 25, 2004	Moises Saba Masri and Albert Meyer Sutton Release No. LR-18593
Feb. 25, 2004	ClearOne Communications, Inc et al. Release No. LR-18592, AAER-1963
Feb. 25, 2004	Darren Silverman and Matthew Brenner Release No. LR-18597
Feb. 25, 2004	George P. Matus and Peter T. Matus Release No. LR-18596

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