Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Nov. 4, 2004	Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta Release No. LR-18959
Nov. 4, 2004	Wachovia Corporation Release No. LR-18958
Nov. 3, 2004	Treyton L. Thomas, et al. Release No. LR-18957
Nov. 2, 2004	Barrington Schneer Release No. LR-18955
Nov. 2, 2004	David Rivard; David Kaplan Release No. LR-18954, AAER-2131
Nov. 2, 2004	Andrew S. Marks Release No. LR-18956
Nov. 1, 2004	Frederick J. Gilliland, et al. Release No. LR-18953
Oct. 29, 2004	Neurotech Development Corporation, et al. Release No. LR-18952
Oct. 29, 2004	America's Hedge Fund, L.P., et al. Release No. LR-18951
Oct. 28, 2004	Beacon Hill Asset Management, LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund, L.P., Safe Harbor Asset Management, LLC, Milestone Plus Partners, L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell, Relief Defendants Release No. LR-18950
Oct. 27, 2004	Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser Release No. LR-18949
Oct. 27, 2004	Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser Release No. LR-18948
Oct. 27, 2004	Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser Release No. LR-18947
Oct. 27, 2004	Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser Release No. LR-18946
Oct. 27, 2004	Peter Roor, et al. Release No. LR-18944
Oct. 27, 2004	Robert A. Magnan, Investment Recovery Network, Inc., John Delprince, and Old Dominion Securities, Inc. Release No. LR-18945
Oct. 26, 2004	John Joslyn, Joseph Marsh, P. David Lucas, Steven Sybesma, Stanley Thomas, and Jon Thompson Release No. LR-18943 File Number: 3-11718
Oct. 26, 2004	Slocum, Gordon & Co., et al. Release No. LR-18942
Oct. 25, 2004	Kenneth K. Livesay, et al. Release No. LR-18941, AAER-2128
Oct. 25, 2004	Michael G. Beckford Release No. LR-18940
Oct. 25, 2004	Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller Release No. LR-18939
Oct. 22, 2004	Geek Securities, Inc., Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa Release No. LR-18938
Oct. 22, 2004	Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms Release No. LR-18937
Oct. 21, 2004	Qwest Communications International Inc. Release No. LR-18936, AAER-2127
Oct. 20, 2004	John Mervyn Nabors and Eric J. McCracken Release No. LR-18935, AAER-2126
Oct. 18, 2004	Stevin R. Hoover Release No. LR-18934
Oct. 15, 2004	Reeder, et al. Release No. LR-18933
Oct. 14, 2004	Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta Release No. LR-18932
Oct. 14, 2004	David M. Wolfson et al. Release No. LR-18930
Oct. 13, 2004	Ture Roland Fahlin Release No. LR-18929, AAER-2124 File Number: 3-11707
Oct. 12, 2004	Soulfood Concepts, Inc. and Markova Campbell Release No. LR-18928, AAER-2122
Oct. 8, 2004	Market-Timing Technologies, LLC and David A. Perry Release No. LR-18927
Oct. 7, 2004	Stanley Awdisho, Michael Kundrat and Kristopher Smolinski Release No. LR-18926
Oct. 7, 2004	Douglas A. Murphy, David G. Kay and Lawrence H. Theriot Release No. LR-18925
Oct. 7, 2004	Gursel Mandaci Release No. LR-18924
Oct. 7, 2004	Alan Brian Bond, Robert I. Spruill and Albriond Capital Management, LLC Release No. LR-18923
Oct. 6, 2004	Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory And Joshua Adams Release No. LR-18922
Oct. 6, 2004	Safescript Pharmacies, Inc., f/k/a RTIN Holdings, Inc., Curtis A. Swanson, Stanley L. Swanson, R. Stephen Cavender, And Curtis A. Borman Release No. LR-18921, AAER-2121
Oct. 6, 2004	Robert A. Magnan, Investment Recovery Network, Inc., John Delprince, and Old Dominion Securities, Inc. Release No. LR-18920
Oct. 6, 2004	Stephen P. Gardner, et al. Release No. LR-18919, AAER-2120
Oct. 5, 2004	Marada Global Corp., et al. Release No. LR-18918
Oct. 4, 2004	Dennis Herula et al. Release No. LR-18917
Oct. 1, 2004	Darmstadter Release No. LR-18916
Sept. 30, 2004	Matthew M. Chiang Release No. LR-18915, AAER-2118
Sept. 30, 2004	Jerry S. Chang Release No. LR-18914, AAER-2117
Sept. 30, 2004	Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen Release No. LR-18913, AAER-2116
Sept. 29, 2004	Donald M. Fitzpatrick and Thomas R. Stitt Release No. LR-18911, AAER-2114
Sept. 29, 2004	Marcy Wilson Roke Release No. LR-18910, AAER-2115
Sept. 29, 2004	Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant Release No. LR-18909
Sept. 29, 2004	James R. Jensen Release No. LR-18912
Sept. 28, 2004	Don-Allen Ruttenberg Release No. LR-18908, AAER-2113
Sept. 28, 2004	Gary Van Waeyenberghe, et al. Release No. LR-18907
Sept. 28, 2004	Von Christopher Cummings, et al. Release No. LR-18901
Sept. 28, 2004	Phong Nguyen and Chanh Nguyen Release No. LR-18900
Sept. 28, 2004	Mark Kelly, Martin Angel, John R. Buck and Chad Latvaaho Release No. LR-18906
Sept. 28, 2004	Jeremy R. Lent, John V. Hashman, Yinzi Cai, Douglas Wachtel and Bruce Rigione Release No. LR-18905, AAER-2112
Sept. 28, 2004	Michael Martin and Malcolm E. McVay Release No. LR-18904, AAER-2111
Sept. 28, 2004	Sushil K. Garg and Garg Data International, Inc. Release No. LR-18903, AAER-2110
Sept. 28, 2004	Linda Ensor, et al. Release No. LR-18902
Sept. 27, 2004	William L. Atkinson, II and James R. Walker Release No. LR-18899
Sept. 24, 2004	Manoucher Sarbaz, et al. Release No. LR-18898
Sept. 24, 2004	David M. Grey Release No. LR-18897
Sept. 24, 2004	James T. Dooley, James E. Lorenz, III and John E. Isselmann, Jr. Release No. LR-18896, AAER-2109
Sept. 23, 2004	Robert Snyder, AlphaCom, Inc., James Stamp, and Gary Kendron Release No. LR-18895
Sept. 23, 2004	Stanley Awdisho, Michael Kundrat and Kristopher Smolinski Release No. LR-18894
Sept. 23, 2004	Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young Release No. LR-18893
Sept. 22, 2004	House Asset Management, L.L.C., House Edge, L.P., Paul J. House, And Brandon R. Moore, Release No. LR-18892
Sept. 22, 2004	Computer Associates International, Inc., Sanjay Kumar and Stephen Richards, and Steven Woghin Release No. LR-18891
Sept. 20, 2004	iShopNoMarkup.com, Inc., et al. Release No. LR-18890
Sept. 17, 2004	Eric I. Tsao Release No. LR-18889
Sept. 16, 2004	A.C.L.N., Ltd.; Abderrazak "ALDO" Labiad; Joseph J.H. Bisschops; Alex De Ridder; Pearlrose Holdings International S.A.; Emerald Sea Marine, Inc.; Scott Investments S.A.; BDO International (Cyprus); Minas Ioannou; Christakis Ioannou (Defendants); and Scandinavian Car Carriers A/S; Pandora Shipping, S.A.; Sergui, Ltd.; Westbound Development Corp.; Maverick Commercial, Inc.; and DCC Limited (Relief Defendants) Release No. LR-18888, AAER-2105
Sept. 16, 2004	Converge Global, Inc. Release No. LR-18887
Sept. 15, 2004	First United Financial Group, LLC Release No. LR-18886
Sept. 15, 2004	Ed Johnson and Merl Holdings Inc.com Release No. LR-18885, AAER-2104
Sept. 14, 2004	Dean Foods Company and John D. Robinson; Kemps LLC f/k/a Marigold Foods LLC, James Green and Christopher Thorpe; Digital Exchange Systems, Inc., Rosario Coniglio and Steven Schmidt; John K. Adams; and Bruce Keith Jensen Release No. LR-18884
Sept. 14, 2004	Rodney E. Dausch and Thomas O. Oesterling Release No. LR-18883
Sept. 13, 2004	National Institute Companies of America, Inc., et al. Release No. LR-18882
Sept. 10, 2004	Michael B. Johnson, Michael Johnson & Co., Llc, David C. Skinner, Jr. And American Television And Film Company F/K/A Winners Internet Network, Inc. Release No. LR-18879, AAER-2096
Sept. 10, 2004	Mark D. Montana, individually and d/b/a M & M Properties, and M & M Financial, Inc., Defendants, and Karen E. Montana, Relief Defendant Release No. LR-18878
Sept. 10, 2004	Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory and Joshua Adams Release No. LR-18881
Sept. 10, 2004	Clayton Chan, Gregory Antoniono and Geoffrey Infeld Release No. LR-18880, AAER-2095
Sept. 9, 2004	Donna Yun and Jerry Burch Release No. LR-18877
Sept. 9, 2004	Peter Roor (individually and d/b/a Oxford Savings Club, Ltd. and Manumit Unlimited), Ronald L. Templin (individually and d/b/a American Leadership Network, Saratoga Holdings LLC, Secured Private Placements, The 650 Club, Internet Marketing Partners and Private Party Loan Program), and Laurie Elizabeth Weiss Release No. LR-18876
Sept. 9, 2004	Gary L. Mcnaughton, Individually and D/B/A The Haven Equity Company, and Andrew K. Lech Release No. LR-18875
Sept. 9, 2004	Sidney Johnson Release No. LR-18874
Sept. 9, 2004	Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet Release No. LR-18873
Sept. 8, 2004	RC Investment Corp., Pinnacle Investment Corp., Robert A. Coberly, Jr., and Curtis D. Somoza Release No. LR-18872
Sept. 8, 2004	John Gorman and Patrick Gentile Release No. LR-18871, AAER-2094 File Number: 3-11635
Sept. 3, 2004	Robert Papalia and David L. Hunter Release No. LR-18870
Sept. 2, 2004	ACI, Inc. and Clarence E. Long, Defendants, and Jon G. Ervin, Sr., Relief Defendant Release No. LR-18869
Sept. 2, 2004	Charles L. Harris, Tradewinds International, L.L.C. and Tradewinds International II, L.P. Release No. LR-18868
Sept. 2, 2004	Bristol-Myers Squibb Company Release No. LR-18867
Sept. 2, 2004	Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser Release No. LR-18866
Sept. 2, 2004	Schield Management Company and Marshall L. Schield Release No. LR-18865
Sept. 1, 2004	Cavanagh, et al. Release No. LR-18864
Sept. 1, 2004	Eric L. Mattson and James W. Harris Release No. LR-18863, AAER-2092
Aug. 31, 2004	Kevin P. Hannon, et al. Release No. LR-18862, AAER-2091
Aug. 31, 2004	Colin Nathanson, Individually And Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., Nettel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. Release No. LR-18861
Aug. 30, 2004	Kimberly J. Carrella, et al. Release No. LR-18860
Aug. 27, 2004	George Carapella and Alan S. Lipstein Release No. LR-18859

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