Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Nov. 9, 2017	Hadsell Chemical Processing, LLC and Robert Walton, Jr. Release No. LR-23981
Nov. 8, 2017	Gavin Campion Release No. LR-23980
Nov. 3, 2017	Christopher A. Faulkner, Homes Inc., HOMESINC Renaissance, LLC, Matthew Rapoport, and Earl Nelson Davenport Release No. LR-23979
Nov. 3, 2017	Osiris Therapeutics, Inc., et al. Release No. LR-23978, AAER-3905
Nov. 1, 2017	235 Limited Liability Companies Release No. LR-23977 See Also: Application
Oct. 31, 2017	Wynn Gustafson Release No. LR-23976 See Also: Application
Oct. 31, 2017	Joseph Meli, et al. and Craig H. Carton, et al. Release No. LR-23975
Oct. 31, 2017	Thomas J. Buck Release No. LR-23974 See Also: SEC Complaint
Oct. 30, 2017	Andalusian Resorts and Spas, Inc., John Madsen, and Bernard Fried Release No. LR-23973 See Also: SEC Complaint
Oct. 27, 2017	Randall James Release No. LR-23972 See Also: SEC Complaint
Oct. 25, 2017	J. Patrick O'Neill and Robert H. Bray Release No. LR-23971
Oct. 19, 2017	John H. Rogicki Release No. LR-23970 See Also: SEC Complaint
Oct. 19, 2017	Accelera Innovations, Inc., et al. and John F. Wallin Release No. LR-23969 See Also: et al. , and John F. Wallin
Oct. 13, 2017	Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc. Release No. LR-23968
Oct. 11, 2017	JustInfo, et al. Release No. LR-23967 See Also: SEC Complaint
Oct. 11, 2017	Bershan, et al. Release No. LR-23966 See Also: SEC Complaint
Oct. 11, 2017	James M. Schneider Release No. LR-23965 See Also: James M. Schneider , and Andrew H. Wilson
Oct. 11, 2017	Gerardo de Nicolás et al. Release No. LR-23964 See Also: SEC Complaint
Oct. 6, 2017	Christopher A. Faulkner, et. al. Release No. LR-23963 See Also: Memorandum of Law , and Order
Oct. 6, 2017	Marc A. Celello Release No. LR-23962 See Also: SEC Complaint
Oct. 5, 2017	Richard G. Cody, et al. Release No. LR-23961
Oct. 4, 2017	Homero Joshua Garza Release No. LR-23960
Oct. 4, 2017	Tweed Financial Services, Inc. et al. Release No. LR-23959 See Also: SEC Complaint
Oct. 3, 2017	Arun J. Singh Release No. LR-23957 See Also: SEC Complaint
Oct. 3, 2017	Jammin' Java Corp. et al. Release No. LR-23956
Oct. 3, 2017	N1 Technologies, Inc., et al. Release No. LR-23958 See Also: SEC Complaint
Sept. 29, 2017	Demitrios Hallas Release No. LR-23955
Sept. 29, 2017	Avaneesh Krishnamoorthy Release No. LR-23954
Sept. 29, 2017	Jason McDiarmid, et al. Release No. LR-23953 See Also: SEC Complaint
Sept. 29, 2017	Anand Jayapalan et al. Release No. LR-23952 See Also: SEC Complaint
Sept. 29, 2017	Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC Release No. LR-23951 See Also: SEC Complaint
Sept. 29, 2017	Micheal A. Skerry Release No. LR-23950 See Also: SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release
Sept. 29, 2017	Brian C. Jensen Release No. LR-23949
Sept. 28, 2017	David Howard Welch, et al Release No. LR-23947 See Also: SEC Complaint
Sept. 28, 2017	Naris Chamroonrat, et al. Release No. LR-23946
Sept. 28, 2017	Sean Stewart et al. Release No. LR-23948
Sept. 27, 2017	Eric Pulier Release No. LR-23945 See Also: SEC Complaint
Sept. 27, 2017	Edward Chen, et al. Release No. LR-23944 See Also: SEC Complaint
Sept. 26, 2017	Jason Napodano, Bilal Basrai and Bryce Stirton Release No. LR-23943 See Also: SEC Complaint
Sept. 22, 2017	Aegerion Pharmaceuticals, Inc. Release No. LR-23942 See Also: SEC Complaint
Sept. 22, 2017	Moses Investment Company, LLC and Michael S. Moses Release No. LR-23941 See Also: SEC Complaint
Sept. 21, 2017	Justin Samuel Cary Release No. LR-23940 See Also: SEC Complaint
Sept. 21, 2017	Woodbridge Group of Companies LLC Release No. LR-23939 See Also: Order
Sept. 20, 2017	Ronald Van Den Heuvel, et al. Release No. LR-23938 See Also: SEC Complaint
Sept. 20, 2017	Peter C. Chang Release No. LR-23937 See Also: SEC Complaint
Sept. 19, 2017	Francisco Illarramendi, et al. Release No. LR-23936
Sept. 13, 2017	Lawrence F. Cluff, Jr., Roger E. Shaoul, and James Shaoul Release No. LR-23935 See Also: SEC Complaint
Sept. 13, 2017	Mayank Gupta, et al. Release No. LR-23934
Sept. 12, 2017	TelexFree, Inc. et al. Release No. LR-23933
Sept. 8, 2017	David Aubel and Robert Raffa Release No. LR-23932
Sept. 7, 2017	Brett Kennedy, et al. Release No. LR-23931 See Also: SEC Complaint
Sept. 6, 2017	Scott Newsholme Release No. LR-23930
Sept. 6, 2017	Craig H. Carton, et al. Release No. LR-23929 See Also: SEC Complaint
Sept. 5, 2017	Richard P. Cedrone, Steven R. Ferris and George R. Thoreson Release No. LR-23928 See Also: SEC Complaint
Aug. 31, 2017	Navellier & Associates, Inc. and Louis Navellier Release No. LR-23925 See Also: SEC Complaint
Aug. 31, 2017	Leon Vaccarelli, et al. Release No. LR-23927 See Also: SEC Complaint
Aug. 31, 2017	Evan R. Kita, et al. Release No. LR-23926 See Also: SEC Complaint
Aug. 30, 2017	Tennstar Energy, Inc., et al. Release No. LR-23924 See Also: SEC Complaint
Aug. 29, 2017	Lek Securities Corp. et al. Release No. LR-23923
Aug. 28, 2017	Dawn J. Bennett and DJB Holdings LLC Release No. LR-23922 See Also: SEC Complaint
Aug. 25, 2017	Caledonian Bank Ltd., et al. Release No. LR-23921 See Also: SEC Complaint
Aug. 24, 2017	Alan Charles Kapanicas Release No. LR-23920
Aug. 24, 2017	Sonya D. Camarco, Camarco Investments, Inc. and Camarco Living Trust Release No. LR-23919 See Also: SEC Complaint
Aug. 23, 2017	Javier Martin-Artajo & Julien G. Grout Release No. LR-23918
Aug. 22, 2017	Jeremy Joseph Drake Release No. LR-23915 See Also: SEC Complaint
Aug. 22, 2017	Brian Pappas, et al. Release No. LR-23914 See Also: SEC Complaint
Aug. 22, 2017	BioChemics, Inc., et al. Release No. LR-23917
Aug. 22, 2017	Michael J. Hooper Release No. LR-23916
Aug. 21, 2017	Adesh Kumar Tyagi Release No. LR-23913
Aug. 18, 2017	Arista Power, Inc., et al. Release No. LR-23912
Aug. 16, 2017	Daniel Rivas, et al. Release No. LR-23911 See Also: SEC Complaint
Aug. 16, 2017	Edward DiMaria and Matthew Gamsey Release No. LR-23910
Aug. 16, 2017	Vergeous LLC, et al. Release No. LR-23909 See Also: SEC Complaint
Aug. 16, 2017	Michael Quigley, et al. Release No. LR-23908 See Also: SEC Complaint
Aug. 16, 2017	Robert Cortez Marshall Release No. LR-23907 See Also: SEC Complaint
Aug. 11, 2017	Sethi Petroleum, et al. Release No. LR-23904
Aug. 11, 2017	Jay Belson, et al. Release No. LR-23906 See Also: SEC Complaint
Aug. 11, 2017	Southridge Capital Management LLC, et al. Release No. LR-23905
Aug. 11, 2017	Hidalgo Mining Corp., et al. Release No. LR-23903 See Also: SEC Complaint
Aug. 11, 2017	Smith, et al. Release No. LR-23902
Aug. 11, 2017	Damon Hovannisian, et al. Release No. LR-23901 See Also: SEC Complaint
Aug. 10, 2017	Louis Martin Blazer III Release No. LR-23900
Aug. 8, 2017	David Blaszczak, et al. Release No. LR-23899
Aug. 8, 2017	Steven V. McClatchey and Gary J. Pusey Release No. LR-23898
Aug. 4, 2017	Michael L. Hudson Release No. LR-23897
Aug. 3, 2017	7S Oil & Gas, LLC, et al. Release No. LR-23896 See Also: SEC Complaint
Aug. 2, 2017	Robert D. B. Genovese, et al. Release No. LR-23895 See Also: SEC Complaint
Aug. 1, 2017	Patrick Muraca, NanoMolecularDX, LLC (a/k/a NMDX, LLC), and MetaboRX, LLC Release No. LR-23893 See Also: SEC Complaint
Aug. 1, 2017	Jeffrey D. Martin, et al. Release No. LR-23892 See Also: et al. , et al.
Aug. 1, 2017	Donald J. Lester, et al. Release No. LR-23894
July 31, 2017	Stephen D. Ferrone, et al. Release No. LR-23891
July 28, 2017	Cash Capital, LLC, America's Strategic Ore Properties, LLC, and Robert W. Wilson Release No. LR-23890 See Also: SEC Complaint
July 28, 2017	Harold L. Altvater Release No. LR-23889
July 26, 2017	Joey Stanton Dodson Release No. LR-23888 See Also: SEC Complaint
July 26, 2017	John Anthony Giunti and Interactive Media Solutions, LLC Release No. LR-23887 See Also: SEC Complaint
July 26, 2017	Anthony Joseph Marino, George Frank Polera, and United Business Alliance, LLC Release No. LR-23886 See Also: SEC Complaint
July 25, 2017	Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC Release No. LR-23885
July 25, 2017	Petroforce Energy, LLC, et al. Release No. LR-23884 See Also: SEC Complaint
July 24, 2017	Andrew Farmer, et al. Release No. LR-23883
July 21, 2017	Andrew T.E. Coldicutt, et al. Release No. LR-23882 See Also: Application

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