Administrative Proceeding File No. 3-17070

Respondents

3C Advisors & Associates, Inc. Jones, Stephen Prolman, David
Release Date Release Number Other Release Numbers Name of Document
34-79602 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, as to Respondent Stephen Jones
34-79601 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, as to Respondent 3C Advisors & Associates, Inc.
34-78877 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, as to Respondent David Prolman
AP-4055 Stay Order
AP-4053 Order
AP-4048 Order Scheduling Prehearing Conference
AP-4037 Notice as to Hearing Dates
AP-4014 Order as to Hearing Time and Location
AP-4013 Order On Motion for Summary Disposition
AP-3842 Stay Order
AP-3751 Scheduling and General Prehearing Order
AP-3684 Order Following Prehearing Conference
AP-3685 Protective Order
AP-3633 Order
AP-3622 Order Postponing Hearing and Scheduling Prehearing Conference
AP-3558 Order Scheduling Hearing and Designating Presiding Judge
34-76979 Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act Of 1934
Release Date Release Number Other Release Numbers Name of Document
Respondent Prolman's Answer
Division's Motion for Summary Disposition
Respondent Jones' Opposition to Division's Motion for Summary Disposition
Division's Reply Brief in Support of its Motion for Summary Disposition
Stipulated Protective Order
Respondents 3C Advisors & Associates, Inc. and Stephen Jones Answer
Division's Stipulated Protective Order
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, as to Respondent Stephen Jones
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, as to Respondent 3C Advisors & Associates, Inc.
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, as to Respondent David Prolman
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act Of 1934
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order
Protective Order
Order Following Prehearing Conference
Scheduling and General Prehearing Order
Stay Order
Order as to Hearing Time and Location
Order On Motion for Summary Disposition
Notice as to Hearing Dates
Order Scheduling Prehearing Conference
Order
Stay Order

Documents