ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Sept. 15, 2005	NetCurrents Information Services, Inc. Release No. 3-11983
Sept. 12, 2005	American Machine, Inc., et al. Release No. 3-11979
Sept. 9, 2005	NexPub, Inc. Release No. 3-12014
Sept. 8, 2005	James T. Patten Release No. 3-11812
Sept. 8, 2005	Joseph Ferragamo Release No. 3-11948
Aug. 19, 2005	Vincent Langella Release No. 3-11926
Aug. 18, 2005	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould,Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias,Le Fond Mondial D'investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Aug. 18, 2005	Mark N. Dohlen, Paul A. Giles, and Alfred Peeper Release No. 3-11626
Aug. 5, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Aug. 4, 2005	Busybox.com, Inc. Release No. 3-11962
Aug. 4, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
July 27, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
July 20, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
July 18, 2005	Active Link Communications, Inc. Release No. 3-11964
July 1, 2005	CMKM Diamonds, Inc. Release No. 3-11858
July 1, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
June 30, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
June 27, 2005	Gateway International Holdings, Inc., and Lawrence A. Consalvi Release No. 3-11894
June 10, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
June 7, 2005	David A. Finnerty, et al. Release No. 3-11893
May 24, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
May 17, 2005	Marketxt, Inc., and Irfan Mohammed Amanat Release No. 3-11813
May 6, 2005	Harold F. Harris and Ronald E. Crews Release No. 3-11573
May 5, 2005	CMKM Diamonds, Inc. Release No. 3-11858
May 3, 2005	Vladen "Larry" Vindman Release No. 3-11247
May 2, 2005	CMKM Diamonds, Inc. Release No. 3-11858
April 27, 2005	ePhone Telecom, Inc.; National Institute Companies of America, Inc. Release No. 3-11912
April 25, 2005	Investment Technology Release No. 3-11824
April 21, 2005	Robert A. Tommassello Release No. 3-11859
April 20, 2005	Infotopia, Inc. Release No. 3-11860
April 13, 2005	Tekron, Inc. Release No. 3-11823
April 13, 2005	David Hutter (A/K/A David Green) Release No. 3-11842
April 12, 2005	CMKM Diamonds, Inc. Release No. 3-11858
April 12, 2005	Drkoop.Com, Inc., 1st Miracle Entertainment, Inc., and United States Crude International, Inc. Release No. 3-11829
April 12, 2005	Advanced Solutions & Technologies, Inc., Comparator Systems Corp., Emerging Enterprise Solutions, Inc., and Shaman Pharmaceuticals, Inc. Release No. 3-11830
April 4, 2005	Richard S. Kern and Charles Wilkins Release No. 3-11537
March 31, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
March 28, 2005	Eagletech Communications, Inc. Release No. 3-11832
March 21, 2005	Koji Goto Release No. 3-11768
March 16, 2005	Frederick J. Gilliland Release No. 3-11745
March 16, 2005	Mark D. Montana Release No. 3-11787
March 10, 2005	Amitelo Communications, Inc., and Whitehall Enterprises, Inc. Release No. 3-11831 File Number: 3-11831
March 9, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
March 3, 2005	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
March 3, 2005	Saverio (Sammy) Galasso III Release No. 3-11843
March 2, 2005	Scott F. Mccreadie Release No. 3-11807 File Number: 3-11807
March 2, 2005	Roberto E. Veitia Release No. 3-11646 File Number: 3-11646
March 1, 2005	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Feb. 22, 2005	Vladislav Steven Zubkis Release No. 3-11625
Feb. 18, 2005	Douglas W. Powell, Charles D. Elliott, III, and Russell S. Tarbett Release No. 3-11086-EAJA
Feb. 17, 2005	Steven Wise and Vladen "Larry" Vindman Release No. 3-11247
Feb. 7, 2005	Lonnie Dragon Release No. 3-11776 File Number: 3-11776
Feb. 2, 2005	Derrick N. Mckinney and Rick R. Malizia Release No. 3-11605
Jan. 31, 2005	Michael Sydney Newman Release No. 3-11630 File Number: 3-11630
Jan. 31, 2005	Lee E. Gahr Release No. 3-10648
Jan. 28, 2005	Asset Equity Group, Inc., Household Direct, Inc., International Brands, Inc., Interspace Enterprises, Inc., JSJ Capital II, Inc., Mega Micro Technologies Group, Inc., S D E Holdings 2, Inc., Vertical Computer Systems, Inc., and VSAT Net, Inc. Release No. 3-11761
Jan. 25, 2005	Thomas J. Donovan Release No. 3-11716
Jan. 25, 2005	James F. Glaza, d/b/a Falcon Financial Services, Inc. Release No. 3-11012
Jan. 25, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Jan. 24, 2005	James F. Glaza, d/b/a Falcon Financial Services, Inc. Release No. 3-11012
Jan. 24, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Jan. 21, 2005	Daniel E. Charboneau Release No. 3-11765
Jan. 19, 2005	Thomas J. Donovan Release No. 3-11716
Jan. 11, 2005	James F. Glaza, d/b/a Falcon Financial Services, Inc. Release No. 3-11012
Jan. 7, 2005	Schield Management Company, and Marshall L. Scheld Release No. 3-11762
Jan. 6, 2005	Neurotech Development Corporation Release No. 3-11724
Jan. 5, 2005	Abacan Resources Corp., Heroes, Inc., American Multiplexer Corp., DMT Energy, Inc., JTS Corp., Webvan Group, Inc., Asset Equity Group, Inc., Household Direct, Inc., International Brands, Inc., Interspace Enterprises, Inc., JSJ Capital II, Inc., Mega Micro Technologies Group, Inc., S D E Holdings 2, Inc., Vertical Computer Systems, Inc. and VSAT Net, Inc. Release No. 3-11759 File Number: 3-11759
Dec. 29, 2004	John N. Salerno Release No. 3-11700 File Number: 3-11700
Dec. 23, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Dec. 23, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Dec. 22, 2004	American Electric Power Company, Inc. Release No. 3-11616
Dec. 17, 2004	Donald L. Knight Release No. 3-11684 File Number: 3-11684
Dec. 15, 2004	Steven Wise and Vladen "Larry" Vindman Release No. 3-11247
Dec. 15, 2004	Joseph W. Isaac Release No. 3-11583
Dec. 14, 2004	American Electric Power Company, Inc. Release No. 3-11616
Dec. 13, 2004	American Electric Power Company, Inc. Release No. 3-11616
Dec. 13, 2004	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Dec. 13, 2004	Michael Carnicle Release No. 3-11682 File Number: 3-11682
Dec. 10, 2004	American Electric Power Company, Inc. Release No. 3-11616
Dec. 10, 2004	David Abish, Christopher Betts, Mark Charvat, James Corcoran, Paul Feeny, Robert Pratt, Mario Rodriguez, Scott Siegel, Andrew Tursi, and David Weeks Release No. 3-11632 File Number: 3-11632
Dec. 9, 2004	Graham Andrews Release No. 3-11596 File Number: 3-11596
Dec. 7, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Dec. 3, 2004	Vladislav Steven Zubkis Lillian A. McEwen, Administrative Law Judge Release No. 3-11625 File Number: 3-11625
Dec. 2, 2004	Neurotech Development Corporation Release No. 3-11724
Nov. 30, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Nov. 29, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Nov. 26, 2004	Matter of Steven Bocchino and Sharon Harosh Release No. 3-11628 File Number: 3-11628
Nov. 19, 2004	Barry J. Goodman Release No. 3-11708 File Number: 3-11708
Nov. 17, 2004	James F. Glaza, d/b/a FalconFinancial Services, Inc. Release No. 3-11012
Nov. 12, 2004	Robert Cord Beatty Release No. 3-11666
Nov. 9, 2004	Adam G. Kruger Release No. 3-11664 File Number: 3-11664
Nov. 5, 2004	Agra-Tech, Incorporated, Consolidated Oil & Gas, Inc., Kilimanjaro Group.com, Inc., New Hampshire Industrials, Inc., Oyster Creek Group, Inc., Savannah River Group, Inc., 2KSounds Corporation, Xunantunich, Inc. Release No. 3-11690
Nov. 4, 2004	Matter of Steven Bocchino and Sharon Harosh Release No. 3-11628 File Number: 3-11628
Nov. 3, 2004	Harold F. Harris and Ronald E. Crews Lillian A. McEwen, Administrative Law Judge Release No. 3-11573 File Number: 3-11573
Oct. 26, 2004	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Oct. 22, 2004	Platinum Investment Corporation, Andrew Antonucci, and Mathew Beaulieu Release No. 3-11594 File Number: 3-11594
Oct. 22, 2004	American Electric Power Company, Inc. Release No. 3-11616
Oct. 18, 2004	The Village Green Bookstore, Inc. Release No. 3-11679
Oct. 14, 2004	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Oct. 13, 2004	Piranha, Inc. Release No. 3-11629 File Number: 3-11629

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