ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
AP-6709
File Number:
3-15755
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Release No.
AP-6708
File Number:
3-18017
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Release No.
AP-6707
File Number:
3-19145
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Release No.
AP-6705
File Number:
3-15755
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Release No.
AP-6706
File Number:
3-18017
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|
Release No.
AP-6704
File Number:
3-16293
|
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Release No.
AP-6703
File Number:
3-15755
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|
Release No.
AP-6702
File Number:
3-16293
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6701
File Number:
3-18292
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Release No.
AP-6700
File Number:
3-18422
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Release No.
AP-6699
File Number:
3-17184
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Release No.
AP-6698
File Number:
3-17886
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Release No.
AP-6697
File Number:
3-18017
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Release No.
AP-6696
File Number:
3-17184
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|
Release No.
AP-6695
File Number:
3-17184
|
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Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6694
File Number:
3-18292
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Release No.
AP-6693
File Number:
3-17595
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Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6692
File Number:
3-18292
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Release No.
AP-6688
File Number:
3-17984, 3-17989
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Release No.
AP-6684
File Number:
3-16293
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Release No.
AP-6689
File Number:
3-18221
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Release No.
AP-6685
File Number:
3-17228
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6690
File Number:
3-18292
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|
Release No.
AP-6686
File Number:
3-17595
|
|
Release No.
AP-6691
File Number:
3-17693
|
|
Release No.
AP-6687
File Number:
3-17886
|
|
Release No.
AP-6683
File Number:
3-15783
|
|
Release No.
AP-6682
File Number:
3-17950
|
|
Release No.
AP-6681
File Number:
3-17950
|
|
Release No.
AP-6679
File Number:
3-17184
|
|
Release No.
AP-6680
File Number:
3-17950
|
|
Release No.
AP-6676
File Number:
3-17184
|
|
Release No.
AP-6677
File Number:
3-17950
|
|
Release No.
AP-6678
File Number:
3-17950
|
|
Release No.
AP-6675
File Number:
3-17950
|
|
Release No.
AP-6673
File Number:
3-17950
|
|
Release No.
AP-6674
File Number:
3-17990
|
|
Release No.
AP-6672
File Number:
3-19024
|
|
Release No.
AP-6671
File Number:
3-15124
|
|
Release No.
AP-6670
File Number:
3-17950
|
|
Release No.
AP-6668
File Number:
3-17184
|
|
Release No.
AP-6669
File Number:
3-17886
|
|
Release No.
AP-6665
File Number:
3-19024
|
|
Release No.
AP-6666
File Number:
3-19024
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6667
File Number:
3-18292
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|
Release No.
AP-6664
File Number:
3-16293
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6663
File Number:
3-18292
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|
Release No.
AP-6662
File Number:
3-15124
|
|
Release No.
AP-6659
File Number:
3-17352
|
|
Release No.
AP-6660
File Number:
3-17228
|
|
Release No.
AP-6661
File Number:
3-17950
|
|
Release No.
AP-6658
File Number:
3-15124
|
|
Release No.
AP-6657
File Number:
3-15006
|
|
Release No.
AP-6656
File Number:
3-15124
|
|
Release No.
AP-6655
File Number:
3-15124
|
|
Release No.
AP-6654
File Number:
3-17950
|
|
Release No.
AP-6652
File Number:
3-15006
|
|
Release No.
AP-6653
File Number:
3-17228
|
|
Release No.
AP-6651
File Number:
3-17184
|
|
Release No.
AP-6650
File Number:
3-16386
|
|
Release No.
AP-6648
File Number:
3-17184
|
|
Release No.
AP-6649
File Number:
3-16509
|
|
Release No.
AP-6647
File Number:
3-19145
|
|
Release No.
AP-6646
File Number:
3-16509
|
|
Release No.
AP-6645
File Number:
3-16509
|
|
Release No.
AP-6643
File Number:
3-16386
|
|
Release No.
AP-6644
File Number:
3-15006
|
|
Release No.
AP-6641
File Number:
3-17950
|
|
Release No.
AP-6642
File Number:
3-16293
|
|
Release No.
AP-6637
File Number:
3-16509
|
|
Release No.
AP-6638
File Number:
3-17184
|
|
Release No.
AP-6639
File Number:
3-15006
|
|
Release No.
AP-6635
File Number:
3-17228
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6640
File Number:
3-18292
|
|
Release No.
AP-6636
File Number:
3-19145
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6633
File Number:
3-18292
|
|
Release No.
AP-6634
File Number:
3-18061
|
|
Release No.
AP-6632
File Number:
3-16386
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6631
File Number:
3-18292
|
|
Release No.
AP-6630
File Number:
3-15124
|
|
Release No.
AP-6628
File Number:
3-15006
|
|
Release No.
AP-6629
File Number:
3-17184
|
|
Release No.
AP-6625
File Number:
3-15574
|
|
Release No.
AP-6626
File Number:
3-16386
|
|
Release No.
AP-6627
File Number:
3-18061
|
|
Release No.
AP-6624
File Number:
3-17184
|
|
Release No.
AP-6623
File Number:
3-17693
|
|
Release No.
AP-6622
File Number:
3-16386
|
|
Release No.
AP-6621
File Number:
3-16795
|
|
Release No.
AP-6620
File Number:
3-16386
|
|
Release No.
AP-6619
File Number:
3-19024
|
|
Release No.
AP-6618
File Number:
3-17184
|
|
Release No.
AP-6615
File Number:
3-17184
|
|
Release No.
AP-6616
File Number:
3-17184
|
|
Release No.
AP-6617
File Number:
3-18061
|
|
Release No.
AP-6613
File Number:
3-16386
|
|
Release No.
AP-6614
File Number:
3-16509
|
|
Release No.
AP-6612
File Number:
3-18994
|
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Release No.
AP-6611
File Number:
3-17716
|
|
Release No.
AP-6610
File Number:
3-18994
|