ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
AP-5407
File Number:
3-17253
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Release No.
AP-5408
File Number:
3-18229
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Release No.
AP-5409
File Number:
3-17115
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Release No.
AP-5410
File Number:
3-17828
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Release No.
AP-5400
File Number:
3-16353
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Release No.
AP-5396
File Number:
3-15974
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Release No.
AP-5401
File Number:
3-17751
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Release No.
AP-5397
File Number:
3-18288
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Release No.
AP-5402
File Number:
3-18250
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Release No.
AP-5398
File Number:
3-17387
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Release No.
AP-5403
File Number:
3-16795
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Release No.
AP-5399
File Number:
3-18165
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Release No.
AP-5390
File Number:
3-17693
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Release No.
AP-5386
File Number:
3-18129
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Release No.
AP-5391
File Number:
3-17674
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Release No.
AP-5387
File Number:
3-17550
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Release No.
AP-5388
File Number:
3-17650
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Release No.
AP-5389
File Number:
3-18130
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Release No.
AP-5394
File Number:
3-18061
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Release No.
AP-5395
File Number:
3-15514
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Release No.
AP-5392
File Number:
3-17888
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Release No.
AP-5393
File Number:
3-17645
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Release No.
AP-5385
File Number:
3-15350
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Release No.
AP-5381
File Number:
3-16293
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Release No.
AP-5377
File Number:
3-18103
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Release No.
AP-5382
File Number:
3-17941
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Release No.
AP-5378
File Number:
3-18148
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Release No.
AP-5383
File Number:
3-18079
|
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Release No.
AP-5379
File Number:
3-18208
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Release No.
AP-5375
File Number:
3-17674
|
|
Release No.
AP-5384
File Number:
3-16386
|
|
Release No.
AP-5380
File Number:
3-17977
|
|
Release No.
AP-5376
File Number:
3-18092
|
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Release No.
AP-5372
File Number:
3-18169
|
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Release No.
AP-5373
File Number:
3-18162
|
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Release No.
AP-5374
File Number:
3-17984, 3-17989
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Release No.
AP-5371
File Number:
3-17184
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Release No.
AP-5367
File Number:
3-18203
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Release No.
AP-5363
File Number:
3-18142
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Release No.
AP-5368
File Number:
3-18217
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Release No.
AP-5364
File Number:
3-18193
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Release No.
AP-5369
File Number:
3-17157
|
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Release No.
AP-5365
File Number:
3-18206
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Release No.
AP-5370
File Number:
3-16182
|
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Release No.
AP-5366
File Number:
3-18126
|
|
Release No.
AP-5354
File Number:
3-18153
|
|
Release No.
AP-5350
File Number:
3-18098
|
|
Release No.
AP-5355
File Number:
3-18220
|
|
Release No.
AP-5351
File Number:
3-18082
|
|
Release No.
AP-5347
File Number:
3-18070
|
|
Release No.
AP-5352
File Number:
3-18037
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-5348
File Number:
3-18292
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Release No.
AP-5353
File Number:
3-18189
|
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Release No.
AP-5349
File Number:
3-17316
|
|
Release No.
AP-5362
File Number:
3-17950
|
|
Release No.
AP-5358
File Number:
3-18091
|
|
Release No.
AP-5359
File Number:
3-18204
|
|
Release No.
AP-5360
File Number:
3-17935
|
|
Release No.
AP-5356
File Number:
3-18146
|
|
Release No.
AP-5361
File Number:
3-18157
|
|
Release No.
AP-5357
File Number:
3-18177
|
|
Release No.
AP-5343
File Number:
3-18188
|
|
Release No.
AP-5339
File Number:
3-18095
|
|
Release No.
AP-5344
File Number:
3-17031
|
|
Release No.
AP-5340
File Number:
3-16293
|
|
Release No.
AP-5336
File Number:
3-17387
|
|
Release No.
AP-5345
File Number:
3-17029
|
|
Release No.
AP-5341
File Number:
3-18141
|
|
Release No.
AP-5337
File Number:
3-17999
|
|
Release No.
AP-5342
File Number:
3-17902
|
|
Release No.
AP-5338
File Number:
3-17743
|
|
Release No.
AP-5346
File Number:
3-17595
|
|
Release No.
AP-5317
File Number:
3-17132
|
|
Release No.
AP-5313
File Number:
3-18097
|
|
Release No.
AP-5309
File Number:
3-17991
|
|
Release No.
AP-5305
File Number:
3-18023
|
|
Release No.
AP-5301
File Number:
3-18061
|
|
Release No.
AP-5314
File Number:
3-18175, 3-18236
|
|
Release No.
AP-5310
File Number:
3-18174
|
|
Release No.
AP-5306
File Number:
3-18199
|
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Release No.
AP-5302
File Number:
3-17228
|
|
Release No.
AP-5315
File Number:
3-18209
|
|
Release No.
AP-5311
File Number:
3-18173
|
|
Release No.
AP-5307
File Number:
3-16509
|
|
Release No.
AP-5303
File Number:
3-18210
|
|
Release No.
AP-5316
File Number:
3-18191
|
|
Release No.
AP-5312
File Number:
3-18187
|
|
Release No.
AP-5308
File Number:
3-16386
|
|
Release No.
AP-5304
File Number:
3-18190
|
|
Release No.
AP-5333
File Number:
3-18106
|
|
Release No.
AP-5329
File Number:
3-18081
|
|
Release No.
AP-5325
File Number:
3-16349
|
|
Release No.
AP-5321
File Number:
3-18221
|
|
Release No.
AP-5334
File Number:
3-18096
|
|
Release No.
AP-5330
File Number:
3-17883
|
|
Release No.
AP-5326
File Number:
3-16604
|
|
Release No.
AP-5322
File Number:
3-17366
|
|
Release No.
AP-5318
File Number:
3-17621
|
|
Release No.
AP-5331
File Number:
3-18207
|
|
Release No.
AP-5327
File Number:
3-18223
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