Breadcrumb

ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort ascending Respondents
Release No. 816
File Number: 3-16536
Release No. 814
File Number: 3-16559
Release No. 813
File Number: 3-16059
Release No. 810
File Number: 3-16480
Release No. 811
File Number: 3-16522
Release No. 812
File Number: 3-16481
Release No. 809
File Number: 3-16510
Release No. 808
File Number: 3-16511
Release No. 807
File Number: 3-16541
Release No. 806
File Number: 3-16047
Release No. 805
File Number: 3-16336
Release No. 804
File Number: 3-16428
Release No. 803
File Number: 3-16505
Release No. 800
File Number: 3-16516
Release No. 801
File Number: 3-16487
Release No. 802
File Number: 3-16393
Release No. 798
File Number: 3-16525
Release No. 799
File Number: 3-16335
Release No. 797
File Number: 3-16521
Release No. 796
File Number: 3-16515
Release No. 795
File Number: 3-16277
Release No. 794
File Number: 3-16456
Release No. 793
File Number: 3-16488
Release No. 791
File Number: 3-16502
Release No. 792
File Number: 3-16476
Release No. 790
File Number: 3-16474
Release No. 789
File Number: 3-16468
Release No. 787
File Number: 3-16445
Release No. 788
File Number: 3-15928
Release No. 785
File Number: 3-16446
Release No. 786
File Number: 3-16467
Release No. 783
File Number: 3-16455
Release No. 784
File Number: 3-16137
Release No. 781
File Number: 3-16475
Release No. 782
File Number: 3-16357
Release No. 780
File Number: 3-16369
Release No. 779
File Number: 3-16452
Release No. 777
File Number: 3-16425
Release No. 778
File Number: 3-16426
Release No. 775
File Number: 3-16453
Release No. 776
File Number: 3-16417
Release No. 773
File Number: 3-15943
Release No. 774
File Number: 3-16274
Release No. 772
File Number: 3-16394
Release No. 771
File Number: 3-16393
Release No. 766
File Number: 3-15918
Release No. 768
File Number: 3-16175
Release No. 769
File Number: 3-16420
Release No. 770
File Number: 3-16358
Release No. 767
File Number: 3-16421
Release No. 765
File Number: 3-16388
Release No. 762
File Number: 3-16428
Release No. 763
File Number: 3-16410
Release No. 764
File Number: 3-16403
Release No. 760
File Number: 3-16411
Release No. 761
File Number: 3-16401
Release No. 759
File Number: 3-16395
Release No. 758
File Number: 3-16404
Release No. 757
File Number: 3-16198
Release No. 756
File Number: 3-16402
Release No. 754
File Number: 3-16167
Release No. 755
File Number: 3-15873
Release No. 753
File Number: 3-15045
Release No. 752
File Number: 3-16396
Release No. 751
File Number: 3-15613
Release No. 750
File Number: 3-16134
Release No. 748
File Number: 3-15858
Release No. 749
File Number: 3-16137
Release No. 746
File Number: 3-16155
Release No. 747
File Number: 3-16191
Release No. 745
File Number: 3-15514
Release No. 743
File Number: 3-16104
Release No. 744
File Number: 3-16152
Release No. 742
File Number: 3-15544
Release No. 741
File Number: 3-16226
Release No. 740
File Number: 3-15746
Release No. 739
File Number: 3-16050
Release No. 738
File Number: 3-16101
Release No. 737
File Number: 3-15900
Release No. 735
File Number: 3-16313
Release No. 736
File Number: 3-16291
Release No. 734
File Number: 3-15574
Release No. 733
File Number: 3-15790
Release No. 732
File Number: 3-16284
Release No. 731
File Number: 3-16291
Release No. 730
File Number: 3-16295
Release No. 729
File Number: 3-16013
Release No. 728
File Number: 3-15878
Release No. 725
File Number: 3-16282
Release No. 726
File Number: 3-16044
Release No. 727
File Number: 3-15617
Release No. 723
File Number: 3-16266
Release No. 724
File Number: 3-16140
Release No. 719
File Number: 3-16260
Release No. 721
File Number: 3-16273
Release No. 722
File Number: 3-16222
Release No. 720
File Number: 3-16208
Release No. 717
File Number: 3-16280
Release No. 718
File Number: 3-15989
Release No. 716
File Number: 3-16282