ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort ascending	Respondents
June 28, 1974	Robert Hoffman, Walston & Co., Inc. (8-4824), Sydney Senior Smith, Daniel T. Cullen Sidney L. Feiler, Administrative Law Judge Release No. 3-3492 File Number: 3-3492
June 26, 1974	Delmarva Power & Light Company, Delmarva Power & Light Company of Maryland, Delmarva Power & Light Company of Virginia (59-114 and 31-736) Warren E. Blair, Chief Administrative Law Judge Release No. 3-3640and3-3988 File Number: 3-3640and3-3988
June 26, 1974	Andrew A. Pilato (8-13487), Andrew A. Pilato & Company, Inc. (8-17122), Andrew A. Pilato, Individually, Melvin Lloyd Richards, James S. Ross Ralph Hunter Tracy, Administrative Law Judge Release No. 3-3826 File Number: 3-3826
May 31, 1974	The Registration Statement of Croyle Computer Services, Inc., Release No. 3-4356 File Number: 2-46544
April 9, 1974	Jack Schaefer Ralph Hunter Tracy, Administrative Law Judge Release No. 3-2783 File Number: 3-2783
Feb. 22, 1974	Philip S. Budin & Co., Inc., Philip S. Budin, Release No. 3-2497 File Number: 8-13488
Jan. 14, 1974	Oppenheimer & Co. (8-1756 & 801-1177) Warren E. Blair, Chief Administrative Law Judge Release No. 3-3734 File Number: 3-3734
Dec. 12, 1973	Koss Securities Corporation, Theodore Koss David J. Markun, Administrative Law Judge Release No. 3-3253 File Number: 3-3253
Dec. 3, 1973	Doorley & Company, Inc., William F. Doorley Release No. 3-3981 File Number: 8-13068
Nov. 8, 1973	Comtech Venture Fund, Inc. 24W-3104 Sidney Ullman, Administrative Law Judge Release No. 3-4256 File Number: 3-4256
Nov. 1, 1973	Midwestern Securities Corporation (8-13821), Lloyd D. Sahley, Louis Goldblatt Sidney Ullman, Administrative Law Judge Release No. 3-3276 File Number: 3-3276
Oct. 24, 1973	United Securities Company of America (8-15516), Melvin Y. Zucker, Charles I. Black Sidney Ullman, Administrative Law Judge Release No. 3-3015 File Number: 3-3015
Oct. 18, 1973	Cooperative Oil Investments, Inc. Release No. 3-4305 File Number: 20-1806A4
Oct. 10, 1973	The Registration Statement of I.M.H. - One Release No. 3-4124 File Number: 2-45093
Oct. 1, 1973	Goffe-Carkener-Blackford Securities Corp. (8-9562), A. Vincent Blackford Warren E. Blair, Chief Administrative Law Judge Release No. 3-3870 File Number: 3-3870
Sept. 7, 1973	Cotzin, Woolf & Co., Alexander H. Woolf, Release No. 3-3668 File Number: 8-16029
Aug. 31, 1973	Frank J. Crimmins David J. Markun, Administrative Law Judge Release No. 3-3261 File Number: 3-3261
Aug. 6, 1973	Gilbert F. Tuffli, Jr., Stanley Radler, Stephen A. Cahen, Stanley J. Stewart, Charles S. Goldy, Eugene F. Lemoine, Calvin Yudin, Sidney Gelber, Robert Forman, George Wasson Sidney Ullman, Administrative Law Judge Release No. 3-2621 File Number: 3-2621
July 18, 1973	American Electric Power Company, Inc. (70-4596) Irving Schiller, Administrative Law Judge Release No. 3-1476 File Number: 3-1476
July 18, 1973	Spence & Green Chemical Company (24FW-1555) Ralph Hunter Tracy, Administrative Law Judge Release No. 3-4117 File Number: 3-4117
July 16, 1973	Fred L.G. Kuehm (McDonnell & Co., Inc.) 8-7300 Sidney L. Feiler, Administrative Law Judge Release No. 3-2409 File Number: 3-2409
July 16, 1973	Property Underwriters, Inc., Calvin A. Merriman Release No. 3-4032 File Number: 8-16242
June 29, 1973	Robert F. Lynch David J. Markun, Administrative Law Judge Release No. 3-3115 File Number: 3-3115
May 17, 1973	Naftalin & Co., Inc., Neil T. Naftalin Warren E. Blair, Chief Administrative Law Judge Release No. 3-3277 File Number: 3-3277
May 8, 1973	Wall Street Corporation of America, Inc., Marie A. Peterson, Thomas V. McCaul, Jr. (8-10718) Edward B. Wagner, Administrative Law Judge Release No. 3-4070 File Number: 3-4070
April 24, 1973	Samuel H. Sloan d/b/a Samuel H. Sloan & Co. (8-15750) Ralph Hunter Tracy, Administrative Law Judge Release No. 3-3680 File Number: 3-3680
April 17, 1973	David B. McEwan (8-13633) Edward B. Wagner, Administrative Law Judge Release No. 3-3815 File Number: 3-3815
April 6, 1973	Collins Securities Corporation, Timothy Collins, Vern Kornelsen, Garry Smith Sidney Ullman, Administrative Law Judge Release No. 3-3272 File Number: 3-3272
April 3, 1973	Sierega & Company, Inc. (8-13052), Sierega Management & Research Company, Inc. (801-4169), Donald L. Sierega Ralph Hunter Tracy, Administrative Law Judge Release No. 3-2971 File Number: 3-2971
April 2, 1973	Pelissier Associates, Inc. (8-14557), Gerald Pelissier Warren E. Blair, Chief Administrative Law Judge Release No. 3-3083 File Number: 3-3083
March 8, 1973	Wellington Hunter d/b/a Wellington Hunter Associates Release No. 3-1789 File Number: 8-1271
Feb. 16, 1973	Newport Securities Corp. (8-14255), A. Gurdon Wolfson, Martin Susson, Roy O. Dawson Ralph Hunter Tracy, Administrative Law Judge Release No. 3-2869 File Number: 3-2869
Feb. 1, 1973	John R. Brick & Company (801-5796), John R. Brick, Joseph C. Maurer, William J. Caho, Clarence J. Liataud Warren E. Blair, Chief Administrative Law Judge Release No. 3-3167 File Number: 3-3167
Jan. 18, 1973	Henry Gellis, Frederick Munzer, Harold Shapiro David J. Markun, Administrative Law Judge Release No. 3-3156 File Number: 3-3156
Jan. 3, 1973	Dinky's Inc. (24SF-3852) Warren E. Blair, Chief Administrative Law Judge Release No. 3-3620 File Number: 3-3620
Nov. 30, 1972	Lee Petillon David J. Markun, Administrative Law Judge Release No. 3-2393 File Number: 3-2393
Nov. 24, 1972	Gerald H. Wright & Co. (8-13628), Gerald H. Wright (Analytical Investment Decision Systems, Inc.) d/b/a AIDS Sidney L. Feiler, Administrative Law Judge Release No. 3-3185 File Number: 3-3185
Nov. 9, 1972	Fox-Raff & Company, Inc., Robert L. Raff Release No. 3-2990 File Number: 8-13645
Nov. 8, 1972	I. F. D., Inc. (8-12793), Andrew Wormser, Manuel Posy Irving Schiller, Administrative Law Judge Release No. 3-3254 File Number: 3-3254
Sept. 27, 1972	Robert Manufacturing Corporation (24B-1782) Ralph Hunter Tracy, Administrative Law Judge Release No. 3-3469 File Number: 3-3469
Sept. 26, 1972	James Donohue Irving Schiller, Administrative Law Judge Release No. 3-2870 File Number: 3-2870
Sept. 19, 1972	Union Electric Company (70-4899) Warren E. Blair, Chief Administrative Law Judge Release No. 3-2547 File Number: 3-2547
Sept. 8, 1972	Fox Securities Company, Inc., Morris Fox Release No. 3-3081 File Number: 8-15868-1
Aug. 10, 1972	Associated Mobile Schools and Modern Training Centers, Inc. (24B-1706) Ralph Hunter Tracy, Hearing Examiner Release No. 3-3337 File Number: 3-3337
Aug. 9, 1972	Washington Mineral Products, Inc. Release No. 3-3336 File Number: 81-109
July 27, 1972	Martin L. Sanchez Warren E. Blair, Chief Hearing Examiner Release No. 3-3474 File Number: 3-3474
July 26, 1972	Autek Control Systems, Inc. (24A-1979) Ralph Hunter Tracy, Hearing Examiner Release No. 3-3249 File Number: 3-3249
July 20, 1972	Albert Teller and Co., Inc. (8-9578), Albert Teller, Morton Goldfield, Arnold M. Krell, Richard C. Spangler, Inc. (8-8876), Richard C. Spangler, Nassar and Co., Inc. (8-12746), George M. Nassar, Emmanuel L. Jenkins Release No. 8-9578, 8-8876, 8-12746 File Number: 3-1950, 3-1951, 3-1952, 3-2073
July 19, 1972	Ernst & Ernst, Clarence T. Isensee, John F. Maurer Ralph Hunter Tracy, Hearing Examiner Release No. 3-2233 File Number: 3-2233
July 17, 1972	New England Electric System, Eastern Utilities Associates, Boston Edison Company, Eastern Electric Energy System (70-4663) Sidney L. Feiler, Hearing Examiner Release No. 3-1698 File Number: 3-1698
April 25, 1972	Sydnor-Barent Scanner Corporation Release No. 3-3319 File Number: 24D-3011
April 13, 1972	Tabby's International, Inc. (24SF-3470) Warren E. Blair, Chief Hearing Examiner Release No. 3-3000 File Number: 3-3000
March 14, 1972	IOS, Ltd. (S.A.), Investors Planning Corporation of America Warren E. Blair, Chief Hearing Examiner Release No. 3-2157 File Number: 3-2157
Feb. 23, 1972	Prudential Investments Corporation, Miami Securities, Inc. and Nicholas M. Torelli (8-16344); Prudential Investment Corporation, Howard Leon Alderson, Sidney Leavitt and Nicholas M. Torelli (8-9230) (Consolidated Proceedings) Ralph Hunter Tracy, Hearing Examiner Release No. 3-2892and3-3071 File Number: 3-2892and3-3071
Jan. 10, 1972	Martin Ciment d/b/a Crown Trading Co., Martin Ciment, John Wells Release No. 3-2601 File Number: 8-14730
Dec. 21, 1971	Robert Stead, Edwin Gomer Jones, Jr., Theodore Avchen, Merrill, Lynch, Pierce, Fenner & Smith, Inc., John Clarke, George Stromberg, Billy Neighbors Irving Schiller, Hearing Examiner Release No. 3-1958 File Number: 3-1958
Dec. 10, 1971	Alessandrini & Co. (8-14370), Wellington Hunter d/b/a Wellington Hunter Associates (8-1271), Louis B. Meadows & Co., Inc. (8-13243), Philip S. Budin & Co., Inc. (8-13488), Raymond I. Weiss, Ralph H. Weseman, Morton Kantrowitz, Philip S. Budin, Paul P. Alessandrini David J. Markun, Hearing Examiner Release No. 3-2391 See Also: Opinion File Number: 3-2391
Oct. 29, 1971	Irwin L. Germaise and Thomas F. Quinn David J. Markun, Hearing Examiner Release No. 3-2606 See Also: Finality Order File Number: 3-2606
Sept. 21, 1971	White & Company, Inc. (8-565), Edward A. White, White Capital Corporation, Ivan A. Ezrine Ralph Hunter Tracy, Hearing Examiner Release No. 3-3142 File Number: 3-3142
Sept. 7, 1971	Pennzoil Company, United Gas Corporation, Pennzoil United, Inc. Release No. 3-617 See Also: Finality Order File Number: 54-239
Aug. 27, 1971	Stone Summers & Company, Alexander J. Stone, Thomas E. Summers, Bobby Layne Summers, (8-13804) David J. Markun, Hearing Examiner Release No. 3-2451 See Also: Opinion File Number: 3-2451
Aug. 27, 1971	Iowa Beef Processors, Inc. (81-108) Warren E. Blair, Chief Hearing Examiner Release No. 3-2974 File Number: 3-2974
June 30, 1971	Providence Church Plan, Inc., Floyd M. Davis, et al. Release No. 3-1788 File Number: 3-1788
June 11, 1971	Arthur Lipper Corporation, Arthur Lipper III (8-13182) Warren E. Blair, Chief Hearing Examiner Release No. 3-2156 See Also: Opinion File Number: 3-2156
May 28, 1971	The National Association of Securities Dealers, Inc. Release No. 3-2428 File Number: 16-1-1
May 21, 1971	Mann and Company, Inc., Herman M. Solomon, Burton J. Rosenblatt (8-12902) Ralph Hunter Tracy, Hearing Examiner Release No. 3-2027 File Number: 3-2027
May 7, 1971	Securities Planners Associates, Inc., L. Dexter Flounce, Howard Smolar (8-8934) Ralph Hunter Tracy, Hearing Examiner Release No. 3-2267 See Also: Opinion File Number: 3-2267
March 31, 1971	John B. Licata & Co. (8-13655), John B. Licata David J. Markun, Hearing Examiner Release No. 3-2246 File Number: 3-2246
March 10, 1971	Conrad & Company, Inc. (8-8408), Thomas D. Conrad, Jr., Margaret J. Conrad, Roland L. Gonzales, Jr., Gary G. Booker Sidney Ullman, Hearing Examiner Release No. 3-2338 See Also: Opinion File Number: 3-2338
Nov. 23, 1970	Richard W. Lord, Gerald P. Tomas (8-12588) Irving Schiller, Hearing Examiner Release No. 3-2197 File Number: 3-2197
Nov. 16, 1970	Security Savings and Loan (A Stock Corporation) (81-100) Sidney L. Feiler, Hearing Examiner Release No. 3-2511 See Also: Opinion File Number: 3-2511
Oct. 9, 1970	Daniel J. Breslin d/b/a Daniel Breslin & Associates Release No. 3-2225 See Also: Opinion File Number: 8-12648
Oct. 9, 1970	Birkenmayer & Company, Inc. Release No. 3-2182 See Also: Opinion File Number: 8-4645
Sept. 16, 1970	Bohn-Williams Securities Corporation (now known as Don Williams Securities Corporation), Release No. 3-1916 See Also: Opinion File Number: 8-13843
Aug. 26, 1970	Ivy Fund, Inc. and Studley, Shupert & Co., Inc. of Boston (812-2469) Sidney Gross, Hearing Examiner Release No. 3-2175 See Also: Opinion File Number: 3-2175
July 31, 1970	Lewis Securities Company, Inc. (24B-1665) Sidney L. Feiler, Hearing Examiner Release No. 3-2259 See Also: Finality Order File Number: 3-2259
July 15, 1970	Monte Cristo Corporation (24D-2811) Sidney L. Feiler, Hearing Examiner Release No. 3-1982 See Also: Finality Order File Number: 3-1982
June 26, 1970	Investors Management Co., Inc., Anchor Corporation, Madison Fund, Inc., J.M. Hartwell & Co., J.M. Hartwell & Co., Inc., Hartwell Associates, Park Westlake Associates, Van Strum & Towne, Inc., Fleschner Becker Associates, A.W. Jones & Co., A.W. Jones Associates, Fairfield Partners, Burden Investors Services, Inc., William A.M. burden & Co., The Dreyfus Corporation Warren E. Blair, Hearing Examiner Release No. 3-1680 See Also: Opinion File Number: 3-1680
June 24, 1970	Robert F. Krisch (8-12845) David J. Markun, Hearing Examiner Release No. 3-2169 File Number: 3-2169
June 12, 1970	Thomas D. Ledwith Sidney L. Feiler, Hearing Examiner Release No. 3-2039 File Number: 3-2039
June 11, 1970	Augion-Unipolar Corporation (2-32923) Warren E. Blair, Hearing Examiner Release No. 3-2079 See Also: Opinion File Number: 3-2079
June 2, 1970	Jess H. Nealy (Pickard & Company, Incorporated, et al.) (8-10500; 801-3605) Sidney Ullman, Hearing Examiner Release No. 3-1660 File Number: 3-1660
June 1, 1970	Samuel B. Franklin & Company, Inc., Samuel B. Franklin, Richard J. Franklin, Jack J. Apple, Bruce D. Livington, Delmar Gladstone (8-11825) Samuel Binder, Hearing Examiner Release No. 3-1543 File Number: 3-1543
May 7, 1970	Oceanographic Ventures, Inc. (24A-1943) Warren E. Blair, Hearing Examiner Release No. 3-2268 See Also: Finality Order File Number: 3-2268
April 30, 1970	Intermark Investing, Inc. (811-1041) Warren E. Blair, Hearing Examiner Release No. 3-2256 See Also: Settlement Acceptance , and Opinion File Number: 3-2256
April 17, 1970	Murray A. Kivitz David J. Markun, Hearing Examiner Release No. 3-1972 See Also: Opinion File Number: 3-1972
April 3, 1970	L.A. Frances, Ltd. (8-11635), A. Frank Sidoti, Lawrence Martire, Louis Benjamin Meadows dba Louis B. Meadows & Co. (8-12887) Sidney Gross, Hearing Examiner Release No. 3-1987 See Also: Opinion File Number: 3-1987
April 3, 1970	Norman F. Dacey & Associates, Inc. (8-8730), Norman F. Dacey Warren E. Blair, Hearing Examiner Release No. 3-2178 File Number: 3-2178
March 18, 1970	International Aerospace Associates, Inc. Release No. 3-2135-1 See Also: Opinion File Number: 24B-1625
March 2, 1970	Dunhill Securities Corporation, Patrick R. Reymaud, Edward Flinn (8-11616) David J. Markun, Hearing Examiner, Dunhill Securities Corporation, Patrick R. Reynaud, Edward Flinn (8-11616), and Patrick R. Reynaud De Saint Oyant, Ltd. (8-14598), Patrick Rene Reynaud De Saint Oyant (a/k/a Patrick Reynaud) (consolidated) David J. Markun, Hearing Examiner Release No. 3-1961,3-2018 See Also: Opinion File Number: 3-1961, 3-2018
Jan. 30, 1970	WCBA Investments, Inc., Peter Yates Taylor, Sr. (8-12554) Sidney Gross, Hearing Examiner Release No. 3-2023 File Number: 3-2023
Jan. 12, 1970	M.V. Gray Investments, Inc., Maxel V. Gray Release No. 3-1811 See Also: Opinion File Number: 8-12190
Dec. 31, 1969	John Hardy, Richard Clark Anderson; Folger, Nolan, Fleming & Co., Inc., (8-3335) and Edward Sinclair; Filor, Bullard & Smyth (8-87) Sidney L. Feiler, Hearing Examiner Release No. 3-1596and3-1597 See Also: Opinion File Number: 3-1596and3-1597
Dec. 19, 1969	Paul M. Kaufman Warren E. Blair, Hearing Examiner Release No. 3-2113 See Also: Opinion File Number: 3-2113
Dec. 5, 1969	Darrel G. Hafen, d/b/a Western Securities Co. (801-5383) David J. Markun, Hearing Examiner Release No. 3-1888 File Number: 3-1888
Nov. 28, 1969	The National Association of Small Business Investment Companies, et al. (812-2297) Sidney Ullman, Hearing Examiner Release No. 3-1825 See Also: Opinion File Number: 3-1825
Nov. 14, 1969	Investors Institute Inc., George W. Beck, III (801-2858) Irving Schiller, Hearing Examiner Release No. 3-1511 File Number: 3-1511
Sept. 26, 1969	Jackpot Exploration Corp. (24S-2168) Sidney L. Feiler, Hearing Examiner Release No. 3-1947 See Also: Opinion File Number: 3-1947
Sept. 2, 1969	Manney & Company, Inc. (8-1772), Irving Manney Sidney Gross, Hearing Examiner Release No. 3-2056 File Number: 3-2056
Aug. 5, 1969	The Susquehanna Corporation Release No. 3-1868 See Also: Opinion File Number: 1-5515-2A

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