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Accounting and Auditing Enforcement

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort descending Respondents
Release No. 34-74208, AAER-3626
Release No. 33-9719, 34-74183, AAER-3625
Release No. LR-23181, AAER-3623
Release No. 34-74177, AAER-3624
Release No. 33-9714, 34-74161, AAER-3622
Release No. 33-9711, AAER-3621, 34-74141
Release No. 34-74112, AAER-3620
Release No. 34-74039, AAER-3619
Release No. 34-73931, AAER-3618
Release No. LR-23165, AAER-3617
Release No. LR-23159, AAER-3616
See Also: SEC Complaint
Release No. 34-73862, AAER-3615
Release No. 33-9691, 34-73852, AAER-3614
Release No. 34-73838, AAER-3612
Release No. 34-73835, AAER-3611
Release No. 34-73839, AAER-3613
Release No. 34-73769, AAER-3604
Release No. 34-73774, AAER-3609
Release No. 34-73771, AAER-3606
Release No. 34-73768, AAER-3603
Release No. 34-73773, AAER-3608
Release No. 34-73770, AAER-3605
Release No. 34-73775, AAER-3610
Release No. 34-73772, AAER-3607
Release No. 34-73750, AAER-3600
Release No. 34-73751, AAER-3601
Release No. 34-73763, AAER-3602
Release No. 34-73603, AAER-3597
Release No. 34-73610, AAER-3599
Release No. 34-73609, AAER-3598
Release No. 34-73582, AAER-3596
Release No. 34-73532, AAER-3595
Release No. 34-73496, AAER-3594
Release No. 34-73434, AAER-3593
Release No. 34-73427, AAER-3592
Release No. 34-73421, AAER-3591
Release No. 34-73408, AAER-3590
Release No. 34-73294, AAER-3589
Release No. 34-73243, AAER-3588
Release No. 34-73224, AAER-3587
Release No. 34-73222, AAER-3586
Release No. 34-73209, AAER-3585
Release No. 34-73201, AAER-3584
Release No. 33-9654, 34-73200, AAER-3583
Release No. 33-9646, 34-73076, AAER-3582
Release No. 33-9637, 34-72976, AAER-3580
Release No. 34-72997, AAER-3581
Release No. 34-72938A, AAER-3578A
Release No. 33-9634, 34-72904, AAER-3576
Release No. 34-72845, AAER-3575
Release No. 34-72753, AAER-3574
Release No. 34-72722, AAER-3572
Release No. 34-72723, AAER-3573
Release No. 34-72678, AAER-3571
Release No. LR-23051, AAER-3569 and AAER-3570, AAER-3569
Release No. 34-72671, AAER-3569
Release No. 34-72672, AAER-3570
Release No. 34-72637, AAER-3567
Release No. 34-72639, AAER-3568
Release No. 34-72602, AAER-3566
Release No. 34-72557, AAER-3565
Release No. LR-23038, AAER-3564
Release No. 34-72516, AAER-3563
Release No. 33-9608, 34-72503, AAER-3562
Release No. 34-72494, AAER-3561
Release No. 33-9605, 34-72470, AAER-3559
Release No. 33-9606, 34-72471, AAER-3560
Release No. 34-72427, AAER-3558
Release No. 34-72363, AAER-3557
Release No. 34-72296, AAER-3556
Release No. 34-72198, AAER-3554
Release No. 34-72199, AAER-3555
Release No. 34-72134, AAER-3552
Release No. 34-72140, AAER-3553
Release No. 34-72005, AAER-3551
Release No. 34-71951, AAER-3550
Release No. LR-22968, AAER-3549
See Also: SEC Complaint
Release No. 33-9573, 34-71896, AAER-3548
Release No. 34-71833, AAER-3547
Release No. 33-9565, 34-71823, AAER-3545
Release No. 34-71824, AAER-3546
Release No. 34-71770, AAER-3544
Release No. 34-71761, AAER-3543
Release No. 33-9557, 34-71688, AAER-3542
Release No. 34-71639, AAER-3541
Release No. LR-22932, AAER-3540
Release No. LR-22930, AAER-3539
Release No. 34-71595, AAER-3538
Release No. 34-71585, AAER-3537
Release No. 34-71576, AAER-3536
Release No. 33-9548, 34-71546, AAER-3535
Release No. 34-71523, AAER-3534
Release No. LR-22923, AAER-3533
Release No. 34-71484, AAER-3532
Release No. LR-22911, AAER-3531
Release No. 34-71389, AAER-3530
Release No. 33-9513, 34-71348, AAER-3529
Release No. LR-22906, AAER-3528
Release No. LR-22902, AAER-3527
Release No. 33-9508, 34-71264, AAER-3526