Accounting and Auditing Enforcement

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Date Sort ascending	Respondents
Feb. 16, 2021	Edward T. Kelly, CPA Release No. 34-91131, AAER-4203
Feb. 2, 2021	Joseph Jackson and Colm Callan Release No. 33-10925, 34-91042, AAER-4202
Jan. 8, 2021	Deutsche Bank AG Release No. 34-90875, AAER-4201 See Also: Administrative Summary
Dec. 17, 2020	Apex Global Brands Inc. Release No. 33-10907, 34-90714, AAER-4199 See Also: Administrative Summary
Dec. 17, 2020	Mancera, et al. Release No. 34-90699, AAER-4198 See Also: Administrative Summary
Dec. 17, 2020	Jason Boling, CPA Release No. 34-90716, AAER-4200 See Also: Administrative Summary
Dec. 17, 2020	Laksha Bohra Release No. 34-90696, AAER-4197
Dec. 14, 2020	Belden Inc. and Dennis Wiser, CPA Release No. 33-10903, 34-90664, AAER-4196 See Also: Administrative Summary
Dec. 10, 2020	Mark E. Watson III Release No. 34-90630, AAER-4195 See Also: Administrative Summary
Dec. 9, 2020	General Electric Company Release No. 33-10899, 34-90620, AAER-4194
Nov. 6, 2020	Frank G. Mueller Release No. 34-90369, AAER-4193
Oct. 29, 2020	Steven L. Henning, CPA Release No. 34-90281, AAER-4192
Oct. 22, 2020	The Goldman Sachs Group, Inc. Release No. 34-90243, AAER-4191 See Also: Press Release No. 2020-265
Oct. 15, 2020	Andeavor LLC Release No. 34-90208, AAER-4190
Oct. 14, 2020	Allen Garner Release No. 34-90168, AAER-4188
Oct. 14, 2020	Daniel O'Neal Release No. 34-90167, AAER-4187
Oct. 14, 2020	James DePalma, CPA Release No. 34-90166, AAER-4186
Oct. 14, 2020	J&F Investimentos, S.A., JBS, S.A., Joesley Batista, Wesley Batista Release No. 34-90170, AAER-4189
Oct. 5, 2020	Hill International, Inc. et al. Release No. LR-24939, AAER-4185
Oct. 5, 2020	Nicholas Tornello, CPA Release No. 34-90089, AAER-4184
Sept. 30, 2020	BGC Partners, Inc. Release No. 33-10867, 34-90050, AAER-4181 See Also: Administrative Summary
Sept. 30, 2020	Hilton Worldwide Holdings Inc. Release No. 34-90052, AAER-4182
Sept. 30, 2020	HP Inc. Release No. 33-10868, 34-90060, AAER-4183
Sept. 29, 2020	Stephen Harrison Release No. 33-10862, 34-90044, AAER-4179
Sept. 29, 2020	Andrew Rooke Release No. 33-10861, 34-90043, AAER-4178
Sept. 29, 2020	Michael Schneider, CPA Release No. 33-10863, 34-90045, AAER-4180
Sept. 29, 2020	Manitex International, Inc. Release No. 33-10860, 34-90042, AAER-4177
Sept. 28, 2020	Fulton Financial Corporation Release No. 34-90017, AAER-4174
Sept. 28, 2020	Raymon Holmdahl, CPA and Kanako Matsumoto, CPA Release No. 34-90025, AAER-4176
Sept. 28, 2020	Interface, Inc., et al. Release No. 33-10854, 34-90018, AAER-4175
Sept. 25, 2020	Aeon Global Health Corp. Release No. 34-90003, AAER-4171 See Also: Administrative Summary
Sept. 25, 2020	Lam D. Ha, CPA Release No. 34-90010, AAER-4173 See Also: Administrative Summary
Sept. 25, 2020	James L. Thompson, CPA Release No. 34-90008, AAER-4172 See Also: Administrative Summary
Sept. 24, 2020	Revolution Lighting Technologies, Inc., et al. Release No. LR-24915, AAER-4170 See Also: SEC Complaint
Sept. 24, 2020	Power Solutions International, Inc. Release No. 34-89984, AAER-4169
Sept. 21, 2020	Steven L. Jenkins, CPA Release No. 34-89936, AAER-4168 See Also: Administrative Summary
Sept. 14, 2020	Henry Seth Brock, CPA Release No. 34-89861, AAER-4167
Sept. 4, 2020	SQN Capital Management, LLC Release No. IA-5573, AAER-4166 See Also: Administrative Summary
Aug. 28, 2020	Herbalife Nutrition Ltd. Release No. 34-89704, AAER-4165
Aug. 26, 2020	BorgWarner Inc. Release No. 34-89677, AAER-4164
Aug. 25, 2020	Super Micro Computer, Inc. Release No. 33-10822, 34-89656, AAER-4161
Aug. 25, 2020	Howard Hideshima Release No. 34-89657, AAER-4162
Aug. 25, 2020	Charles Liang Release No. 34-89658, AAER-4163
Aug. 14, 2020	Mark P. Frissora Release No. LR-24869, AAER-4160 See Also: SEC Complaint
Aug. 13, 2020	Brian Dee Matlock, CPA Release No. 34-89552, AAER-4159 See Also: Administrative Summary
Aug. 6, 2020	World Acceptance Corporation Release No. 34-89489, AAER-4158
Aug. 5, 2020	Dittman, Scott M., CPA Release No. 33-10816, AAER-4157
Aug. 4, 2020	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. 34-89475, AAER-4156
July 31, 2020	Valeant Pharmaceuticals International, Inc. and n/k/a Bausch Health Companies Inc. Release No. 33-10809, 34-89442, AAER-4153
July 31, 2020	Tanya R. Carro, CPA Release No. 33-10812, 34-89445, AAER-4155
July 31, 2020	J. Michael Pearson Release No. 33-10810, 34-89443, AAER-4154
July 15, 2020	Paul J. Konigsberg Release No. 34-89326, AAER-4152
July 2, 2020	Alexion Pharmaceuticals, Inc. Release No. 34-89214, AAER-4151
June 25, 2020	Novartis AG Release No. 34-89149, AAER-4150
June 23, 2020	Vereit, Inc. Release No. 33-10793, 34-89133, AAER-4149 See Also: Administrative Summary
June 18, 2020	PLS, CPA, et al. (Order) Release No. 34-89099, AAER-4148
June 5, 2020	Jana Faith Kiena, CPA Release No. 34-89023, AAER-4147 See Also: Administrative Summary
June 4, 2020	Argo Group International Holdings, Ltd. Release No. 34-89009, AAER-4146
June 3, 2020	Christopher D. Larson (CPA) Release No. 34-88998, AAER-4145
May 22, 2020	TSP Capital Management Group, LLC Release No. IA-5508, AAER-4144 See Also: Administrative Summary
May 18, 2020	Timothy Daly, CPA Release No. 34-88895, AAER-4141
May 18, 2020	John Donovan, CPA Release No. 34-88897, AAER-4143
May 18, 2020	Michael Bellach, CPA Release No. 34-88896, AAER-4142
May 12, 2020	TCA Fund Management Group Corp. and TCA Global Credit Fund GP, Ltd. Release No. LR-24815, AAER-4140
May 11, 2020	PLS, CPA, et al. (Order) Release No. 34-88851, AAER-4139
May 5, 2020	Jeffery A. Curran, CA Release No. 34-88808, AAER-4138
May 1, 2020	Todd H. Takeyasu, CA Release No. 34-88791, AAER-4134
May 1, 2020	PLS, CPA, et al. (Order Regarding Service) Release No. 34-88796, AAER-4136
April 28, 2020	Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab Release No. LR-24809, AAER-4133 See Also: SEC Complaint
April 28, 2020	William M. Aisenberg, CPA (Corrected) Release No. 34-88763, AAER-4132
April 28, 2020	Ross, Sinclaire & Associates, LLC and Murray Sinclaire, Jr. Release No. 34-88762, AAER-4132
April 24, 2020	PLS,, CPA a Professional Corporation Pls a/k/a, CPAS Park, Chang G., CPA Park, a/k/a Changgeun Lee, Joseph Yongyun, CPA Lee, a/k/a Yong Yun Lee, Juchi, CPA Fernandez, a/k/a Juchi Lee Lee, Ju-Chi Lee, Ju Chi Lee, Sue Release No. 34-88739, AAER-4131 See Also: Administrative Summary
April 22, 2020	Kenneth D. Shifrin, CPA Release No. 34-88723, AAER-4128
April 22, 2020	Robert J. Jesenik Release No. IA-5482, AAER-4126
April 22, 2020	Brian L. Ferdinand Release No. 33-10775, 34-88720, AAER-4127
April 22, 2020	Brian M. Storms Release No. 34-88724, AAER-4129
April 22, 2020	N. Scott Gillis, CPA Release No. IA-5484, AAER-4126
April 22, 2020	Berman & Company, P.A., and Elliot Berman CPA, Berman, Elliot R., CPA Berman & Company, P.A. Release No. 34-88731, AAER-4130
April 17, 2020	James Arthur Young III Release No. 34-88680, IA-5481, AAER-4125
April 17, 2020	Eni S.p.A. Release No. 34-88679, AAER-4124 See Also: Administrative Summary
April 17, 2020	Brian Robert Sodi, CPA Release No. 34-88686, AAER-4125
April 16, 2020	Frazer Frost LLP Woo, Susan, CPA Suen, Miranda, CPA Release No. 34-88659, AAER-4123
April 15, 2020	Schulman Lobel Zand Katzen Williams & Blackman, LLP a/k/a Schulman Lobel LLP Release No. 34-88653, AAER-4122
April 8, 2020	Jeffrey D. Cordes et al. Release No. LR-24792, AAER-4121 See Also: SEC Complaint
March 20, 2020	Ronald Emma, CPA Release No. 34-88432, AAER-4120
March 12, 2020	David G. Dreslin, CPA Release No. 34-88377, AAER-4119
Feb. 28, 2020	Cardinal Health, Inc. Release No. 34-88303, AAER-4118
Feb. 26, 2020	RSM US LLP (f/k/a/ Mcgladrey LLP) Release No. 34-88287, AAER-4117 See Also: Administrative Summary
Feb. 6, 2020	LBB & Associates Ltd., LLP Lopez, Carlos, CPA Release No. 34-88140, AAER-4116 See Also: Administrative Summary
Jan. 27, 2020	Steven M. Des Champs, CPA Release No. 34-88048, AAER-4115
Jan. 16, 2020	Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus, CPA (Corrected Order Granting Petitions for Review and Scheduling Briefs) Release No. 34-88001, AAER-4114
Jan. 15, 2020	Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. 34-87969, AAER-4112
Jan. 15, 2020	Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. 34-87970, AAER-4113
Jan. 3, 2020	Robert A. Karmann, CPA Release No. 34-87884, AAER-4111
Dec. 20, 2019	Quantum Corporation Release No. 34-87812, AAER-4110 See Also: Administrative Summary
Dec. 16, 2019	Tim Leissner Release No. 34-87750, IA-5418, IC-33715, AAER-4108
Dec. 12, 2019	Stonemor Partners L.P. and Stonemor GP LLC Release No. 34-87732, AAER-4107 See Also: Administrative Summary
Dec. 5, 2019	Warren Clamen, CPA Release No. 33-10730, 34-87661, AAER-4105
Dec. 5, 2019	Jatindar Kapur, CPA Release No. 33-10731, 34-87670, AAER-4106 See Also: Administrative Summary
Dec. 4, 2019	Raymon Holmdahl, CPA and Kanako Matsumoto, CPA Release No. 34-87657, AAER-4104

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