Accounting and Auditing Enforcement

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Date Sort ascending	Respondents
June 27, 2011	Dohan + Company CPA, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA Carol Fox Foelak, Administrative Law Judge Release No. 420, 34-64970, AAER-3306 See Also: Finality Order, Release No. 34-64970
June 27, 2011	Peter L. Jensen and Thomas C. Tekulve, Jr. Release No. LR-22014, AAER-3301 See Also: SEC Complaint
June 22, 2011	Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA Release No. 34-64720, IA-3218, IC-29704, AAER-3296
June 21, 2011	Paul R. Allen Release No. LR-22007, AAER-3295 See Also: SEC Complaint
June 16, 2011	Farkas; Brown; Kissick; Kelly Release No. LR-22002, AAER-3294
June 14, 2011	Huntington Bancshares, Inc.; Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA Release No. 34-64668, AAER-3291
June 14, 2011	Laurence D. Cohen (CPA) Release No. 34-64670, AAER-3293
June 14, 2011	Gregory Pasko, CPA Release No. 34-64669, AAER-3292
June 8, 2011	Edwin Reese Davis, Jr. CPA Release No. 34-64621, AAER-3290
June 7, 2011	Mark C. Schwartzhoff Release No. 34-64613, AAER-3289
June 6, 2011	Livingston & Haynes, P.C., Kevin F. Howley, CPA and William W. Wood, CPA Release No. 34-64607, AAER-3288
June 3, 2011	Michael C. Pattison, CPA Cameron Elliot, Administrative Law Judge Release No. 34-64598, AAER-3287
June 2, 2011	Carl W. Jasper, CPA Release No. 34-64588, AAER-3286
May 23, 2011	John Scullin Release No. 34-64535, AAER-3285
May 13, 2011	Thor Industries, Inc., and Mark C. Schwartzhoff Release No. LR-21966, AAER-3280 See Also: SEC Complaint
May 13, 2011	Peter DiSessa Release No. 34-64497, AAER-3282
May 13, 2011	George B. Doherty Release No. 34-64496, AAER-3281
May 13, 2011	GSI Group, Inc. Release No. 34-64498, AAER-3283
May 11, 2011	Michael Baker Corporation, John Scullin and Dennis Higgins Release No. LR-21962, AAER-3279 See Also: SEC Complaint
May 11, 2011	Michael Higgins, CPA Release No. 34-64471, AAER-3278
May 4, 2011	Robert D. Orr, Leland G. Orr, Michael S. Lowry, Michael S. Hess, Kyle L. Garst, and Travis W. Vrbas Release No. LR-21957, AAER-3276 See Also: SEC Complaint
May 3, 2011	Aron R. Carr, CPA Release No. 34-64382, AAER-3275
May 3, 2011	Rockwell Automation, Inc. Release No. 34-64380, AAER-3274
April 21, 2011	Terry M. Phillips Release No. LR-21941, AAER-3273
April 20, 2011	Duane Martin and Gary Trump Release No. LR-21939, AAER-3272
April 19, 2011	Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling Release No. LR-21938, AAER-3271
April 14, 2011	Rebecca Lynn Higgins Release No. LR-21930, AAER-3270 See Also: SEC Complaint
April 11, 2011	Brian D. Fox Release No. LR-21926, AAER-3284 See Also: SEC Complaint
April 8, 2011	Johnson & Johnson Release No. LR-21922, AAER-3261 See Also: SEC Complaint
April 8, 2011	Troy F. Nilson, CPA Release No. 34-64277, AAER-3264
April 8, 2011	Kempisty & Company, Certified Public Accountants, P.C., Philip C. Kempisty, CPA, and John Anthony Rubino, CPA Release No. 34-64289A, AAER-3269A
April 8, 2011	Todd D. Chisholm, CPA Release No. 34-64279, AAER-3266
April 8, 2011	Yatin Dilip Mody, CPA Release No. 34-64272, AAER-3263
April 8, 2011	Kentucky Energy, Inc., Eugene Chiaramonte, III and Clear Mountain Associates, LLC Release No. 34-64288, AAER-3268
April 8, 2011	Jeffery Q. Johnson, CPA and Steven M. Hanni, CPA Release No. 34-64278, AAER-3265
April 8, 2011	Nicole Rae Kaplan, CPA Release No. 34-64271, AAER-3262
April 8, 2011	Chisholm, Bierwolf, Nilson & Morrill, LLC Release No. 34-64280, AAER-3267
April 5, 2011	Satyam Computer Services Limited d/b/a Mahindra Satyam Release No. LR-21915, AAER-3258 See Also: SEC Complaint
April 5, 2011	Michael C. Pattison, CPA Cameron Elliot, Administrative Law Judge Release No. 34-64190, AAER-3260
April 5, 2011	Marc E. Bercoon Release No. 34-64185, AAER-3259
April 5, 2011	Lovelock & Lewes, Price Waterhouse, Bangalore, Price Waterhouse & Co., Bangalore, Price Waterhouse, Calcutta, and Price Waterhouse & Co., Calcutta Release No. 34-64184, AAER-3257
April 1, 2011	Joseph J. Monterosso, et. al. Release No. LR-21913, AAER-3256
March 24, 2011	Ball Corporation Release No. 34-64123, AAER-3255
March 18, 2011	International Business Machines Corporation Release No. LR-21889, AAER-3254 See Also: SEC Complaint
March 11, 2011	Carl W. Jasper, CPA Release No. 34-64077, AAER-3253
March 9, 2011	Fernando J. Espuelas et al. Release No. LR-21880, AAER-3252
March 8, 2011	Sujata Sachdeva Release No. 34-64049, AAER-3251
March 4, 2011	Ian J. McCarthy Release No. LR-21873, AAER-3250
March 3, 2011	S. Blair Abernathy, CPA Release No. 34-64025, AAER-3249
Feb. 28, 2011	DHB Industries, Inc. n/k/a Point Blank Solutions, Inc.; Jerome Krantz, Cary Chasin, and Gary Nadelman Release No. LR-21867, AAER-3247
Feb. 28, 2011	KPMG Australia Release No. 34-63987, AAER-3248
Feb. 25, 2011	Scott Wilkinson, CPA Release No. 34-63982, AAER-3246
Feb. 22, 2011	Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA, Marvin J. Morris, CPA, and Benedict P. Rybicki, CPA Release No. 34-63940, AAER-3245
Feb. 18, 2011	Joanne Kline Release No. 34-63928, AAER-3244
Feb. 11, 2011	Michael W. Perry and A. Scott Keys; and S. Blair Abernathy Release No. LR-21853, AAER-3277 See Also: SEC Complaint vs. Perry and Keys , SEC Complaint vs. Abernathy
Feb. 11, 2011	Dale G. Rasmussen, Esq. Release No. 34-63896, AAER-3243
Feb. 9, 2011	Rodney B. Johnson Release No. 34-63879, AAER-3241
Feb. 9, 2011	Arthrocare Corporation Release No. 34-63883, AAER-3242
Feb. 3, 2011	David E. Watson, CPA Release No. 34-63833, AAER-3240
Feb. 2, 2011	Louis E. Rivelli, et al. Release No. LR-21835, AAER-3238
Feb. 2, 2011	Deerfield Capital Corp. and Danielle Valkner, CPA Release No. 34-63818, AAER-3237
Feb. 2, 2011	Eric A. Holzer, CPA Release No. 34-63822, AAER-3239
Jan. 31, 2011	Maxwell Technologies Inc. Release No. LR-21832, AAER-3236 See Also: SEC Complaint
Jan. 24, 2011	Paul W. Jennings Release No. LR-21822, AAER-3235 See Also: SEC Complaint
Jan. 20, 2011	NutraCea, et al. Release No. LR-21819, AAER-3234 See Also: SEC Complaint
Jan. 20, 2011	Eric J. Bur, CPA Release No. 34-63743, AAER-3233
Jan. 20, 2011	Dohan + Company CPA, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA Carol Fox Foelak, Administrative Law Judge Release No. 34-63740, AAER-3232
Jan. 14, 2011	Joseph D. Radcliffe and Michael J. Radcliffe Release No. LR-21814, AAER-3231
Jan. 13, 2011	Sujata Sachdeva, et. al. Release No. LR-21810, AAER-3230
Jan. 12, 2011	NIC, Inc., Jeffrey S. Fraser, Harry H. Herington, and Eric J. Bur; Stephen M. Kovzan Release No. LR-21809, AAER-3229 See Also: and Bur , SEC Complaint vs. Kovzan
Jan. 11, 2011	Michael R. Drogin Release No. LR-21804, AAER-3228 See Also: SEC Complaint
Jan. 11, 2011	Michael R. Drogin, CPA Release No. 34-63690, AAER-3227
Jan. 10, 2011	Hudson Highland Group, Inc. Release No. 34-63688, AAER-3226
Jan. 7, 2011	Eric Sieracki (CPA) Release No. 34-63682, AAER-3225
Jan. 7, 2011	Carl W. Jasper, CPA Release No. 34-63674, AAER-3224
Jan. 6, 2011	Joseph M. Braas and Michael J. Schlager Release No. LR-21797, AAER-3223 See Also: SEC Complaint
Dec. 22, 2010	James M. Schneider, CPA Release No. 34-63600, AAER-3222
Dec. 20, 2010	Joseph M. Elles Release No. LR-21784, AAER-3219 See Also: SEC Complaint
Dec. 20, 2010	Moore Stephens Wurth Frazer & Torbet LLP and K. Dean Yamagata, CPA Release No. 33-9166, AAER-3221
Dec. 20, 2010	Milan Belans (CPA) Release No. 34-63578, AAER-3220
Dec. 16, 2010	Alvin L. Dahl, CPA Release No. 34-63560, AAER-3218
Dec. 10, 2010	Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan Release No. LR-21769, AAER-3217 See Also: SEC Complaint
Dec. 8, 2010	Paul R. Beckwith (CPA) Release No. 34-63473, AAER-3216
Nov. 23, 2010	Jacob (“Kobi”) Alexander, et al. Release No. LR-21753, AAER-3215
Nov. 22, 2010	Catherine Rozanski (CPA) Release No. 34-63356, AAER-3214
Nov. 10, 2010	LocatePlus Holdings Corporation Release No. LR-21735, AAER-3213 See Also: SEC Complaint
Nov. 9, 2010	Duane Martin and Gary Trump Release No. LR-21733, AAER-3212
Nov. 5, 2010	Robert W. Davis (CPA) Release No. 34-63264, AAER-3210
Nov. 5, 2010	Randall D. Imhoff (CPA) Release No. 34-63263, AAER-3209
Nov. 5, 2010	Leslie L. Jackson, CPA Release No. 34-63265, AAER-3211
Nov. 5, 2010	Nicholas A. R. Dunning, ACA Release No. 34-63262, AAER-3208
Nov. 4, 2010	Pride International, Inc. Release No. LR-21726, AAER-3203 See Also: SEC Complaint
Nov. 4, 2010	Tidewater Inc. Release No. LR-21729, AAER-3207 See Also: SEC Complaint
Nov. 4, 2010	GlobalSantaFe Corp. Release No. LR-21724, AAER-3201 See Also: SEC Complaint
Nov. 4, 2010	Panalpina, Inc. Release No. LR-21727, AAER-3205 See Also: SEC Complaint
Nov. 4, 2010	Transocean Inc. Release No. LR-21725, AAER-3202 See Also: SEC Complaint
Nov. 4, 2010	Noble Corporation Release No. LR-21728, AAER-3206 See Also: SEC Complaint
Nov. 4, 2010	Royal Dutch Shell plc and Shell International Exploration and Production Inc. Release No. 34-63243, AAER-3204
Oct. 22, 2010	Gately & Associates, LLC and James P. Gately, CPA (Order Terminating Stay) Release No. 34-63167, AAER-3200
Oct. 21, 2010	Office Depot, Inc. Release No. LR-21703, AAER-3199

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