Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort ascending	Respondents
Date: Sept. 30, 2013	Respondents: Rick D. Snow, CPA Release No. 34-70553, AAER-3497
Date: Sept. 30, 2013	Respondents: Kinross-Kennedy, John, CPA Release No. 34-70566, AAER-3502
Date: Sept. 30, 2013	Respondents: Michael McGrath, CPA Release No. 34-70561, AAER-3499
Date: Sept. 30, 2013	Respondents: China Ruitai International Holdings Co., Ltd. Ma, Dian Min Ma, Gang Tian, Jin Release No. 34-70579, AAER-3504
Date: Sept. 27, 2013	Respondents: Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan Release No. LR-22825, AAER-3495
Date: Sept. 27, 2013	Respondents: Universal Travel Group Release No. LR-22823, AAER-3494
Date: Sept. 27, 2013	Respondents: Scott London, CPA Release No. 34-70549, AAER-3496
Date: Sept. 26, 2013	Respondents: Mercantile Bancorp, Inc. Release No. LR-22817, AAER-3493 See Also: SEC Complaint
Date: Sept. 25, 2013	Respondents: Troy Lyndon and Ronald Zaucha Release No. LR-22813, AAER-3492 See Also: SEC Complaint
Date: Sept. 24, 2013	Respondents: Owen Mark Williams, CPA Release No. 34-70492, AAER-3491
Date: Sept. 19, 2013	Respondents: JPMorgan Chase & Co. Release No. 34-70458, AAER-3490
Date: Sept. 18, 2013	Respondents: Imperial Petroleum, Inc., et al. Release No. LR-22800, AAER-3485
Date: Sept. 18, 2013	Respondents: Imaging Diagnostic Systems, Inc., Linda Grable, and Allan Schwartz Release No. LR-22801, AAER-3486 See Also: SEC Complaint
Date: Sept. 18, 2013	Respondents: Brendan N. Connors, CPA Release No. 34-70450, AAER-3489
Date: Sept. 18, 2013	Respondents: Marc G. Nochimson, CPA Release No. 34-70449, AAER-3488
Date: Sept. 18, 2013	Respondents: Medifast, Inc. Release No. 34-70448, AAER-3487
Date: Sept. 11, 2013	Respondents: True North Finance Corp., et al. Release No. LR-22796, AAER-3478
Date: Aug. 22, 2013	Respondents: Thomas S. Wu, Ebrahim Shabudin, and Thomas T. Yu Release No. LR-22786, AAER-3477
Date: Aug. 14, 2013	Respondents: Javier Martin-Artajo and Julien G. Grout Release No. LR-22779, AAER-3476 See Also: SEC Complaint
Date: Aug. 14, 2013	Respondents: Anchor Bancorp Wisconsin, Inc., et al. Release No. LR-22778, AAER-3475 See Also: SEC Complaint
Date: Aug. 8, 2013	Respondents: Michael H. Taber, CPA Release No. LR-22773, AAER-3474 See Also: Application
Date: July 30, 2013	Respondents: Subramanian Krishnan (CPA)(Corrected) Release No. 34-70074, AAER-3473
Date: July 22, 2013	Respondents: China Intelligent Lighting and Electronics, Inc. and NIVS IntelliMedia Technology Group, Inc. Release No. LR-22755, AAER-3484 See Also: SEC Complaint
Date: July 8, 2013	Respondents: Aichun Li, CPA Release No. 34-69945, AAER-3472
Date: July 2, 2013	Respondents: Subramanian Krishnan Release No. LR-22741, AAER-3471
Date: July 2, 2013	Respondents: James M. Schneider (Order Denying Motion or in the Alternative Application to Modify Commission Order Imposing Remedial Sanction) Release No. 34-69922, AAER-3470
Date: July 1, 2013	Respondents: Fuqi International, Inc. Release No. LR-22739, AAER-3483 See Also: SEC Complaint
Date: June 28, 2013	Respondents: Brian D. Fox Release No. 34-69886, AAER-3469
Date: June 28, 2013	Respondents: LPB Capital d/b/a Family Office Group, LLC and Gary J. Pappas (Order Dismissing Proceedings) Release No. 34-69885, IA-3619, AAER-3468
Date: June 27, 2013	Respondents: JBI, Inc., John Bordynuik and Ronald Baldwin, Jr. Release No. LR-22735, AAER-3466
Date: June 26, 2013	Respondents: Bruce W. Tomlinson, CPA Release No. 34-69860, AAER-3465
Date: June 20, 2013	Respondents: China MediaExpress Holdings, Inc. and Zheng Cheng Release No. LR-22731, AAER-3479 See Also: SEC Complaint
Date: June 14, 2013	Respondents: Rosenberg Rich Baker Berman & Company and Brian Zucker, CPA Release No. 34-69765, AAER-3464
Date: June 7, 2013	Respondents: China Natural Gas, Inc. and Qinan Ji Release No. LR-22719, AAER-3463
Date: June 3, 2013	Respondents: PACCAR Inc, et al. Release No. LR-22711, AAER-3462 See Also: SEC Complaint
Date: May 29, 2013	Respondents: Total, S.A. Release No. 34-69654, AAER-3461
Date: May 28, 2013	Respondents: Stormy L. Dean Release No. 34-69645, AAER-3460
Date: May 28, 2013	Respondents: Rajnish K. Das Release No. 34-69644, AAER-3459
Date: May 15, 2013	Respondents: RINO International Corporation, Dejun "David" Zou, and Jianping "Amy" Qiu Release No. LR-22699, AAER-3482 See Also: SEC Complaint
Date: May 8, 2013	Respondents: Subaye, Inc. and James T. Crane Release No. LR-22698, AAER-3458 See Also: SEC Complaint
Date: April 30, 2013	Respondents: Artfest International, Inc., et al. Brenda P. Murray, Chief Administrative Law Judge Release No. 485, 34-68902, 34-69676, AAER-4298 See Also: Order Instituting Proceedings, Release No. 34-68902 , Finality Order, Release No. 34-69676
Date: April 26, 2013	Respondents: John Michael Kelly, et al. Release No. LR-22688, AAER-3457
Date: April 24, 2013	Respondents: Capital One Financial Corporation, Peter A. Schnall, and David A. LaGassa Release No. 34-69442, AAER-3456
Date: April 16, 2013	Respondents: Parker Drilling Company Release No. LR-22672, AAER-3454 See Also: SEC Complaint
Date: April 9, 2013	Respondents: James C. Fields, CPA Release No. 34-69353, AAER-3453
Date: April 5, 2013	Respondents: Koninklijke Philips Electronics N.V. Release No. 34-69327, AAER-3452
Date: April 4, 2013	Respondents: Colleen Erin Kelly Bishop (CPA) Release No. 34-69306, AAER-3451
Date: April 2, 2013	Respondents: Eric J. Bur, CPA Release No. 34-69277, AAER-3450
Date: March 22, 2013	Respondents: Joseph Grendys et al. Release No. LR-22657, AAER-3449
Date: March 5, 2013	Respondents: Peak Wealth Opportunities, LLC and David W. Dube, CPA Release No. 34-69036, IA-3562, IC-30414, AAER-3448
Date: March 5, 2013	Respondents: Peak Wealth Opportunities, LLC and David W. Dube, CPA Release No. 34-69036, IA-3562, IC-30414, AAER-3448
Date: Feb. 28, 2013	Respondents: Keyuan Petrochemicals, Inc. and Aichun Li Release No. LR-22627, AAER-3447 See Also: SEC Complaint
Date: Feb. 26, 2013	Respondents: Fernando J. Espuelas et al. Release No. LR-22624, AAER-3446
Date: Feb. 19, 2013	Respondents: Michael Lowther, CPA Release No. 34-68949, AAER-3445
Date: Feb. 6, 2013	Respondents: Joseph J. Repko, CPA Release No. 34-68845, AAER-3444
Date: Jan. 29, 2013	Respondents: Brian D. Fox Release No. 34-68754, AAER-3442
Date: Jan. 29, 2013	Respondents: Lisa B. Hovan, CPA Release No. 34-68756, IA-3539, AAER-3443
Date: Jan. 15, 2013	Respondents: Kevin A. Howard, CPA Release No. 34-68661, AAER-3441
Date: Jan. 11, 2013	Respondents: Volt Information Sciences, Inc. and Debra L. Hobbs and Jack J. Egan, Jr. Release No. LR-22589, AAER-3439
Date: Jan. 11, 2013	Respondents: Eric Ashman, CPA Release No. 34-68628, AAER-3440
Date: Jan. 9, 2013	Respondents: Edward J. Woodard, Jr., Cynthia A. Sabol, CPA and Stephen G. Fields Release No. LR-22587, AAER-3437 See Also: SEC Complaint
Date: Jan. 9, 2013	Respondents: Aesoph, John J., CPA Bennett, Darren M., CPA Release No. 34-68605, AAER-3436
Date: Jan. 9, 2013	Respondents: LSB Industries, Inc. and Jimmie Dean Jones, CPA Release No. 34-68611, AAER-3438
Date: Jan. 4, 2013	Respondents: Kenneth J. Abod, CPA Release No. 34-68591, AAER-3435
Date: Dec. 20, 2012	Respondents: Rex T. Shelby, Scott Yeager, Kevin A. Howard and Michael W. Krautz; Schuyler M. Tilney and Thomas W. Davis Release No. LR-22577, AAER-3434
Date: Dec. 20, 2012	Respondents: Steven A. Gould Release No. 34-68500, IA-3523, AAER-3433
Date: Dec. 18, 2012	Respondents: TheStreet, Inc., Eric Ashma, and Gregg Alwine and David Barnett Release No. LR-22575, AAER-3432 See Also: SEC Complaint - TheStreet, Inc. , SEC Complaint - Eric Ashma
Date: Dec. 17, 2012	Respondents: J. Brian Laib, CPA Release No. 34-68449, AAER-3431
Date: Dec. 14, 2012	Respondents: Stormy L. Dean Release No. 34-68435, AAER-3429
Date: Dec. 14, 2012	Respondents: Rajnish K. Das Release No. 34-68436, AAER-3430
Date: Dec. 13, 2012	Respondents: Deloitte & Touche (South Africa) Release No. 34-68432, AAER-3428
Date: Dec. 13, 2012	Respondents: Wendy McNeeley, CPA Release No. 34-68431, AAER-3427
Date: Dec. 3, 2012	Respondents: BDO China Dahua CPA Co., Ltd. Deloitte Touche Tohmatsu Certified Public Accountants Ltd. Ernst & Young Hua Ming, LLP KPMG Huazhen (Special General Partnership) PricewaterhouseCoopers Zhong Tian CPAs Limited Release No. 34-68335, AAER-3426
Date: Nov. 30, 2012	Respondents: China North East Petroleum Holdings Limited, et al. Release No. LR-22552, AAER-3481 See Also: SEC Complaint
Date: Nov. 28, 2012	Respondents: KCAP Financial, Inc., Dayl W. Pearson, Michael I. Wirth, CPA, and R. Jonathan Corless Release No. 34-68307, AAER-3425
Date: Nov. 14, 2012	Respondents: James S. Quay a/k/a Jim Quay, a/k/a Stephen Quay, and a/k/a Stephen Jameson Release No. 34-68234, AAER-3424
Date: Nov. 9, 2012	Respondents: Lee Cole, Linden Boyne, Kevin B. Donovan and Timothy Quintanilla Release No. LR-22529, AAER-3423 See Also: SEC Complaint
Date: Oct. 26, 2012	Respondents: Michael H. Johnson Release No. LR-22520, AAER-3421 See Also: SEC Complaint
Date: Oct. 26, 2012	Respondents: MedLink International, Inc., Aurelio Vuono and James Rose Release No. LR-22521, AAER-3422
Date: Oct. 24, 2012	Respondents: Rajnish K. Das Release No. 34-68098, AAER-3420
Date: Oct. 24, 2012	Respondents: Stormy L. Dean Release No. 34-68097, AAER-3419
Date: Oct. 19, 2012	Respondents: Joseph Pacifico Release No. LR-22517, AAER-3418 See Also: SEC Complaint
Date: Oct. 18, 2012	Respondents: Joseph J. Monterosso, et. al. Release No. LR-22513, AAER-3417
Date: Oct. 4, 2012	Respondents: Gilbert Bergsman, CPA Release No. 34-67988, AAER-3412
Date: Oct. 1, 2012	Respondents: Sunrise Solar Corporation, Eddie D. Austin, Jr., and Carolyn Austin Release No. LR-22501, AAER-3480 See Also: SEC Complaint
Date: Sept. 28, 2012	Respondents: Subramanian Krishnan Release No. LR-22500, AAER-3414 See Also: SEC Complaint
Date: Sept. 28, 2012	Respondents: Douglas W. Marcille, CPA Release No. 34-67945, AAER-3411
Date: Sept. 25, 2012	Respondents: Gilbert G. Lundstrom et al. and Don A. Langford Release No. LR-22493, AAER-3410 See Also: Lundstrom Complaint , and Langford Complaint
Date: Sept. 24, 2012	Respondents: Tyco International Ltd. Release No. LR-22491, AAER-3409 See Also: SEC Complaint
Date: Sept. 20, 2012	Respondents: Steven Y. Moskowitz Release No. 34-67899, AAER-3406
Date: Sept. 20, 2012	Respondents: Michael C. Pattison, CPA (Opinion) Release No. 34-67900, AAER-3407
Date: Sept. 18, 2012	Respondents: Michael K. Krohn, CPA Release No. 34-67884, AAER-3408
Date: Sept. 17, 2012	Respondents: Gilbert Fiorentino Release No. LR-22481, AAER-3416 See Also: SEC Complaint
Date: Sept. 17, 2012	Respondents: Freedom Environmental Services, Inc., et al. Release No. LR-22482, AAER-3413 See Also: SEC Complaint
Date: Sept. 13, 2012	Respondents: R. Jeffrey Rooks, CPA Release No. 34-67856, AAER-3405
Date: Sept. 6, 2012	Respondents: Hatfield, S.W., CPA Hatfield, Scott W., CPA Release No. 34-67793, AAER-3415
Date: Sept. 4, 2012	Respondents: China Sky One Medical, Inc. and Yan-qing Liu Release No. LR-22470, AAER-3404 See Also: SEC Complaint
Date: Aug. 31, 2012	Respondents: Federico Quinto, Jr., CPA Release No. 34-67767, AAER-3403
Date: Aug. 22, 2012	Respondents: Todd C. Crow Release No. 34-67708, AAER-3402
Date: Aug. 10, 2012	Respondents: Peak Wealth Opportunities, LLC and David W. Dube, CPA Release No. 34-67640, IA-3443, IC-30165, AAER-3400