Accounting and Auditing Enforcement

Accounting and Auditing Enforcement Releases RSS Feed
Date Respondents
Koninklijke Philips N.V.
Release No. 34-97479, AAER-4406
Alan J. Markowitz, CPA (ORDER)
Release No. 34-97414:, AAER-4405
Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (ORDER EXTENDING TIME TO ISSUE DECISION)
Release No. 34-97413, AAER-4404
Frank's International N.V.
Release No. 34-97381, AAER-4403
See Also: Administrative Summary
SAExploration Holdings, Inc., et al.
Release No. LR-25700, AAER-4402
See Also: Final Judgement - Jeffrey A. Hastings , Order - Lori Hastings
Martha Patricia Bustos, CPA
Release No. 34-97317, AAER-4401
Michael K. Molen
Release No. 34-97292, AAER-4400
Bobby Peavler and William Eric Meek
Release No. LR-25690, AAER-4399
William Eric Meek
Release No. 34-97270, AAER-4398
Bobby Peavler
Release No. 34-97269, AAER-4397
James Fitts, CPA,
Release No. 34-97259, AAER-4396
Jason Jianxun Tang, CPA (POSTPONEMENT ORDER)
Release No. 34-97246, AAER-4395
Spicer Jeffries LLP and Sean P. Tafaro
Release No. 34-97216, AAER-4394
Alan J. Markowitz (Order Setting Deadline for Markowitz's Answer)
Release No. 34-97209, AAER-4393
Philip R. Jacoby, Jr., et al.
Release No. LR-25671, AAER-4392
See Also: Judgment
DXC Technology Company
Release No. 33-11166, 34-97140, AAER-4391
Evoqua Water Technologies Corp. and Imran Parekh
Release No. LR-25662, AAER-4390
See Also: SEC Complaint
Alan J. Markowitz, CPA (Order Regarding Service)
Release No. 34-97113, AAER-4389
Jia Roger Qian WangJia Roger Qian Wang, et al. (Order Extending Time to File an Answer)
Release No. 34-97074, AAER-4388
Andy Chin Fong Chen, CPA (Order Scheduling Briefs and Amending Caption)
Release No. 33-11164, 34-97061, AAER-4387
Flutter Entertainment and plc as successor-in-interest to The Stars Group, Inc. (Corrected)
Release No. 34-97044, AAER-4384
See Also: Administrative Summary
Barry D. Loveless, CPA
Release No. 34-97050, AAER-4385
Rio Tinto plc
Release No. 34-97049, AAER-4386
Ramón Lafarga Bátiz (Order Regarding Service)
Release No. 34-97007, AAER-4383
Noe Corrales Reye (Order Regarding Service)
Release No. 34-97004, AAER-4381
Carlos Javier Moctezuma Velasco (Order Regarding Service)
Release No. 34-97005, AAER-4382
Markowitz, Alan J., CPA
Release No. 34-96995, AAER-4380
Jia Roger Qian Wang, CPA, and Wang Certified Public Accountant, P.C. (Order Granting in Part Motion for Extension of Time to File an Answer)
Release No. 34-96994, AAER-4379
African Gold Acquisition Corp.
Release No. 34-96960, AAER-4377
Alan A. Tucker
Release No. 34-96961, AAER-4378
Jia Roger Qian WangJia Roger Qian Wang, et al. (Order)
Release No. 34-96949, AAER-4376
Roadrunner Transportation Systems, Inc.
Release No. 33-11156, 34-96909, AAER-4375
See Also: Administrative Summary
Wang, Jia Roger Qian, CPA and Wang Certified Public Accountant, P.C.
Release No. 34-96852, AAER-4374
See Also: Administrative Summary
Gentex Corporation and Kevin C. Nash
Release No. 34-96819, AAER-4373
See Also: Administrative Summary
Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision)
Release No. 34-96771, AAER-4372
Andy Chin Fong Chen, CPA (Order Denying Petition to Lift Temporary Suspension and Directing Hearing)
Release No. 33-11148, 34-96710, AAER-4371
Kurt W. Streams
Release No. 34-96659, AAER-4370
Cooper J. Morgenthau
Release No. 34-96652, AAER-4369
Honeywell International Inc. (Corrected)
Release No. 34-96529, AAER-4368
Daniel Moser
Release No. 34-96349, AAER-4367
Tang, Jason Jianxun, CPA
Release No. 34-96347, AAER-4366
Ira S. Viener (Second Order Regarding Service)
Release No. 34-96325, AAER-4365
Chen, Andy Chin Fong, CPA
Release No. 33-11133, 34-96299, AAER-4364
Scott David Mahoney
Release No. 34-96235, AAER-4363
Ira S. Viener, CPA (Order)
Release No. 34-96224, AAER-4362
Koppers Holdings Inc.
Release No. 33-11129, 34-96193, AAER-4360
See Also: Administrative Summary
Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision)
Release No. 34-96196, AAER-4361
Scott A. Woodward, CPA
Release No. 34-96153, AAER-4359
See Also: Administrative Summary
Cronos Group Inc.
Release No. 33-11123, 34-96137, AAER-4357
William Hilson, CPA, CA
Release No. 33-11124, 34-96138, AAER-4358
Abrahams, Joshua, CPA
Release No. 34-96127, AAER-4356
Mattel, Inc.
Release No. 33-11122, 34-96126, AAER-4355
Badree Komandur, et al.
Release No. 34-96071, AAER-4354
Steven H. Davis, et. al
Release No. LR-25549, AAER-4352
Ira S. Viener, CPA (Order Regarding Service)
Release No. 34-95980, AAER-4353
Daniel Moser
Release No. LR-25543, AAER-4351
See Also: SEC Complaint
Steven Kirn, CPA, Michael Piqueira, CPA and Richard Condon, CPA
Release No. 34-95949, AAER-4347
Anthony G. Roth
Release No. 34-95952, AAER-4348
RSM US LLP
Release No. 34-95948, AAER-4346
Lisa Sanford
Release No. 33-11111, 34-95947, AAER-4345
BrookWeiner, et al.
Release No. 34-95958, AAER-4349
See Also: Administrative Summary
Berkower LLC; Michael G. Mullen, CPA; and Maurice Berkower, CPA
Release No. 34-95959, AAER-4350
See Also: Administrative Summary
Deloitte Touche Tohmatsu Certified Public Accountants, LLP
Release No. 34-95938, AAER-4342
Barclays PLC and Barclays Bank PLC
Release No. 33-11110, 34-95944, AAER-4344
Tupperware Brands Corporation
Release No. 34-95943, AAER-4343
See Also: Administrative Summary
James R. Thompson, et al.
Release No. LR-25517, AAER-4341
See Also: SEC Complaint
Friedman LLP
Release No. 34-95887, AAER-4339
See Also: Administrative Summary
Compass Minerals International, Inc.
Release No. 33-11107, 34-95889, AAER-4340
Viener, Ira S., CPA
Release No. 34-95884, AAER-4338
See Also: Administrative Summary
Manuel A. Romero
Release No. 34-95856, AAER-4337
Terrence J. Walton, CPA
Release No. 34-95852, AAER-4336
Matthew W. Dreyer, CPA
Release No. 34-95833, AAER-4335
See Also: Administrative Summary
Badree Komandur, et al.
Release No. 34-95767, AAER-4334
VMware, Inc.
Release No. 33-11099, 34-95744, AAER-4333
Charles Pratt & Company, LLC
Release No. IA-6107, AAER-4332
See Also: Administrative Summary
David Pope
Release No. LR-25497, AAER-4331
See Also: SEC Complaint
CHS Inc.
Release No. 34-95663, AAER-4330
See Also: Administrative Summary
Mark C. Kelly, CPA
Release No. 33-11096, 34-95612, AAER-4329
See Also: Administrative Summary
Taronis Technologies, Inc., et al.
Release No. LR-25484, AAER-4328
See Also: SEC Complaint
Jigisha Desai
Release No. 34-95611, AAER-4327
Laurel Krzeminski
Release No. 34-95610, AAER-4326
James H. Roberts
Release No. 34-95609, AAER-4325
Farber Hass Hurley LLP; Michel Abedian, CPA; and Michael Hurley, CPA
Release No. 34-95593, AAER-4324
See Also: Administrative Summary
The Bancorp, Inc.
Release No. 34-95589, AAER-4323
See Also: Administrative Summary
Ronald D. Paul
Release No. LR-25471, AAER-4322
See Also: SEC Complaint
Eagle Bancorp, Inc.
Release No. 33-11092, 34-95505, AAER-4321
Frank Okunak, CPA
Release No. 34-95451, AAER-4320
Brian K. Hutchison
Release No. LR-25463, AAER-4319
See Also: Complaint , Administrative Proceedings Release
Surgalign Holdings, Inc. and Robert P. Jordheim
Release No. 33-11088, 34-95415, AAER-4318
See Also: Complaint
Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision)
Release No. 34-95413, AAER-4317
Arcangelo Loberto, CPA and CA
Release No. 34-95224, AAER-4316
Steven J. Sheinfeld, CPA
Release No. 34-95223, AAER-4315
voxeljet AG and Rudolf Franz
Release No. 34-95193, AAER-4314
See Also: Administrative Summary
Ernst & Young LLP
Release No. 34-95167, AAER-4313
Lijuan "Sandra" Hao, CPA
Release No. 34-95076, AAER-4312
See Also: Administrative Summary
Steven C. Avis, CPA, and Steven W. Hurd, CPA
Release No. 34-95071, AAER-4311
Stephen M. Wyss, CPA, Stephen H. Jackson, CPA and Robert G. Hilbert, CPA
Release No. 34-95067, AAER-4310
CohnReznick LLP
Release No. 34-95066, AAER-4309
Clayton "Charlie" Thomas
Release No. 34-95050, AAER-4303
Ronald Prague, Esq.
Release No. 34-95055, AAER-4308
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