Comments on NASDAQ OMX PHLX LLC (Phlx) Rulemaking
Notice of Filing of Proposed Rule Change to Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions
[Release No. 34-84624; File No. SR-Phlx-2018-72]
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Dec. 19, 2018 | John P. Davidson, President and Chief Operating Officer, The Options Clearing Corporation |
Dec. 17, 2018 | Ellen Greene, Managing Director, Capital Markets, SIFMA |
Dec. 7, 2018 | Matthew R. Scott, President, Merrill Lynch Professional Clearing Corp. |