Comments on OCC Rulemaking
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation
[Release No. 34-99426; File No. SR-OCC-2023-007]
Submitted Comments(Click here for meetings with SEC officials) |
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| Feb. 5, 2024 | CK Kashyap |
| Feb. 3, 2024 | Curtis H, Household Investor |
| Feb. 3, 2024 | Cole, Security |
| Feb. 2, 2024 | Gregory Englebert |
Meetings with SEC Officials(Click here for submitted comments from the public) |
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| Feb. 7, 2024 | Memorandum from the Division of Trading and Markets regarding a February 6, 2024 meeting with representatives of the Bank of America Securities |