Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Change for Trading UTP Securities on Pillar, the Exchange's New Trading Technology Platform, Including Orders and Modifiers, Order Ranking and Display, and Order Execution and Routing
[Release No. 34-81310; File No. SR-NYSE-2017-36]
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Feb. 23, 2018 | Martha Redding, Associate General Counsel, Assistant Secretary, New York Stock Exchange |
Feb. 1, 2018 | Joanne Moffic-Silver, Executive Vice President, General Counsel, and Corporate Secretary, Cboe Global Markets, Inc. |
Meetings with SEC Officials
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Jan. 12, 2018 | Memorandum from the Division of Trading and Markets regarding a January 12, 2018, telephonic meeting with representatives of RBC Capital Markets |