Comments on NSCC Rulemaking
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge
[Release No. 34-95286; File No. SR-NSCC-2022-009]
Submitted Comments(Click here for meetings with SEC officials) |
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| Sep. 27, 2022 | Timothy Hulse, Managing Director, National Securities Clearing Corporation |
| Aug. 24, 2022 | John S. Markle, VP and Deputy General Counsel, Product and Regulatory, Robinhood |
Meetings with SEC Officials(Click here for submitted comments from the public) |
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| Nov. 28, 2022 | Memorandum from the Division of Trading and Markets regarding an October 14, 2022, meeting with representatives of Robinhood Securities, LLC |