Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Allow Companies to List in Connection with a Direct Listing with a Primary Offering In Which the Company Will Sell Shares Itself In the Opening Auction On the First Day of Trading on Nasdaq and to Explain How the Opening Transaction for Such a Listing Will be Effected

[Release No. 34-89878; File No. SR-NASDAQ-2020-057]

Apr. 30, 2021 Nikolai Utochkin, Counsel, Nasdaq, Inc.
Feb. 22, 2021 Nikolai Utochkin, Counsel, Nasdaq, Inc.
Jan. 13, 2021 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Oct. 13, 2020 Rahul Chaudhary
Oct. 8, 2020 Jeff Mahoney, General Counsel, Council of Institutional Investors