Comments on NASDAQ Rulemaking
Notice of Filing of Proposed Rule Change to Amend IM-5101-1 (Use of Discretionary Authority) to Deny Listing or Continued Listing or to Apply Additional and More Stringent Criteria to an Applicant or Listed Company Based on Considerations Related to the Company’s Auditor or When a Company’s Business is Principally Administered in a Jurisdiction That is a Restrictive Market
[Release No. 34-88987; File No. SR-NASDAQ-2020-028]
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| Feb. 1, 2021 | Arnold Golub, Vice President, General Counsel, Nasdaq, Inc. |
| Nov. 10, 2020 | Amma Anaman, Assistant General Counsel, Nasdaq |
| Sep. 30, 2020 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Sep. 2, 2020 | Antonio N. Sagansay, III |
| Jul. 2, 2020 | Annemarie Tierney, Founder and Principal, Liquid Advisors, Inc. |
| Jun. 18, 2020 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
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