Comments on NASDAQ Rulemaking
Notice of Filing of Proposed Rule Change to Modify the Listing Requirements Contained in Listing Rule 5635(d) to Change the Definition of Market Value for Purposes of the Shareholder Approval Rules and Eliminate the Requirement for Shareholder Approval of Issuances at a Price Less than Book Value but Greater than Market Value
[Release No. 34-82702; File No. SR-NASDAQ-2018-008]
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Aug. 16, 2018 | Nikolai Utochkin, Counsel, Listing and Governance, Nasdaq, Inc. |
Jul. 18, 2018 | Arnold Golub, Vice President and Deputy General Counsel, Nasdaq, Inc. |
Mar. 14, 2018 | Greg Rodgers, Latham Watkins |
Mar. 13, 2018 | Penny Somer-Greif, Chair, and Gregory T. Lawrence, Vice-Chair, Committee on Securities Law, Business Law Section, Maryland State Bar Association |
Feb. 28, 2018 | Michael A. Adelstein, Partner, Kelley Drye & Warren LLP |