Comments on NASDAQ Rulemaking
Notice of Filing of Proposed Rule Change to Adopt the Midpoint Extended Life Order
[Release No. 34-81311; File No. SR-NASDAQ-2017-074]
(Click here for meetings with SEC officials)
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Feb. 22, 2018 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
Dec. 7, 2017 | Edward K. Shin |
Oct. 30, 2017 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
Sep. 19, 2017 | Joanna Mallers, Secretary, FIA Principal Traders Group |
Sep. 12, 2017 | Ray Ross, Chief Technology Officer, Clearpool Group |
Aug. 30, 2017 | Stephen John Berger, Managing Director, Government and Regulatory Policy, Citadel Securities |
Aug. 9, 2017 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Feb. 21, 2018 |
Memorandum from the Division of Trading and Markets regarding a February 1, 2018, conference call with representatives of Citadel Securities
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Jan. 12, 2018 |
Memorandum from the Office of Commissioner Kara Stein regarding a January 10, 2018, meeting with representatives of NASDAQ
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