Comments on MSRB Rulemaking
Notice of Filing of a
Proposed Rule Change to Amend Certain Rates of Assessment for Rate Card Fees under MSRB
Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and
Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13
[Release No. 34-95075; File No. SR-MSRB-2022-03]
(Click here for meetings with SEC officials)
Jul. 6, 2022 | Michael Decker, Senior Vice President for Public Policy, Bond Dealers of America |
Jul. 6, 2022 | Kim Whelan and Noreen White, Co-President, Acacia Financial Group, Inc. |
Jul. 6, 2022 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA |
Jul. 6, 2022 | National Association of Municipal Advisors |
Jul. 6, 2022 | Bond Dealers of America, the National Association of Municipal Advisors, and SIFMA |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Jul. 11, 2022 | Memorandum from the Office of Municipal Securities regarding a July 11, 2022 meeting with representatives of the National Association of Municipal Advisors |
Jun. 28, 2022 | Memorandum from the Office of Municipal Securities and
the Division of Trading and Markets regarding a June 21, 2022 meeting with representatives of the Bond Dealers of America |