Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change to Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities
[Release No. 34-86572; File No. SR-MSRB-2019-10]
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Oct. 31, 2019 | Gail Marshall, Chief Compliance Officer, Municipal Securities Rulemaking Board |
Oct. 29, 2019 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA |
Oct. 29, 2019 | Susan Gaffney, Executive Director, National Association of Municipal Advisors |
Oct. 29, 2019 | Micheal Nicholas, Chief Executive Officer, Bond Dealers of America |
Oct. 7, 2019 | Gail Marshall, Chief Compliance Officer, Municipal Securities Rulemaking Board |
Aug. 30, 2019 | Susan Gaffney, Executive Director, National Association of Municipal Advisors |
Aug. 30, 2019 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA |
Aug. 26, 2019 | Tamara K. Salmon, Associate General Counsel, Investment Company Institute |