Comments on Nasdaq GEMX, LLC Rulemaking
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to
Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit
Trail
[Release No. 34-100944; File No. SR-GEMX-2024-30]
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Aug. 29, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA and Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
Aug. 28, 2024 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |