Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6730 to Enhance TRACE Reporting Obligations for U.S. Treasury Securities
[Release No. 34-95003; File No. SR-FINRA-2022-013]
| Aug. 18, 2022 | Robert McNamee, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc. |
| Jun. 24, 2022 | Rob Toomey, Managing Director & Associate General Counsel, SIFMA and Rob Toomey, Managing Director & Associate General Counsel, SIFMA |
| Jun. 24, 2022 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jun. 24, 2022 | Howard Meyerson, Managing Director, Financial Information Forum |
| Jun. 24, 2022 | Stephen John Berger, Managing Director & Global Head of Government and Regulatory Policy, Citadel Securities |
| Jun. 22, 2022 | Gerard O'Reilly, Co-CEO and Chief Investment Officer, Dimensional Fund Advisors LP |
