Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Amend FINRA Rules 1015, 9261, 9524 and 9830 to Permit Hearings Under Those Rules to Be Conducted by Video Conference
[Release No. 34-89737; File No. SR-FINRA-2020-027]
Submitted Comments |
|
| Oct. 09, 2020 | Esquire Emily Goebel, FINRA |
| Sep. 30, 2020 | Richard Ensor and Evan S. Strassberg, Michael Best Friedrich |
| Sep. 6, 2020 | Richard Brodsky |