Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6433 to Adopt the OTC Quotation Tier Pilot as Permanent

[Release No. 34-83129; File No. SR-FINRA-2018-015]

Submitted Comments
Jul. 5, 2018 Racquel Russell, Associate General Counsel, FINRA
May 10, 2018 Eugene P. Torpey, Chief Compliance Officer, Vandham Securities Corp.

Notice: Release No. 34-83129

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