Comments on FICC Rulemaking

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt a Minimum Margin Amount at GSD

Submitted Comments (Click here for meetings with SEC officials)
Jun. 24, 2024	Timothy Hulse, Managing Director, Financial Risk, Governance & Credit Risk, Fixed Income Clearing Corporation (FICC)
May 24, 2024	William C. Thum, Managing Director and Assistant General Counsel, SIFMA Asset Management Group
May 22, 2024	Robert Toomey, Head of Capital Markets, Manging Director/Associate General Counsel, Securities Industry and Financial Markets Association
May 7, 2024	Independent Dealer and Trader Association
Apr. 5, 2024	Fixed Income Clearing Corporation
Apr. 1, 2024	Robert Toomey, Head of Capital Markets, Manging Director/Associate General Counsel, Securities Industry and Financial Markets Association and William C. Thum, Managing Director and Assistant General Counsel, Securities Industry and Financial Markets Association
Meetings with SEC Officials (Click here for submitted comments from the public)
Jun. 18, 2024	Memorandum from the Division of Trading and Marketing regarding a June 18, 2024, meeting with representatives of the Alternative Investment Management Association
May 7, 2024	Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding an April 24, 2024, meeting with representatives of the Independent Dealer and Trader Association