Comments on FICC Rulemaking
Notice of Filing of
Advance Notice to Add the Sponsored GC Service and Make Other Changes
[Release No. 34-92019; File No. SR-FICC-2021-801]
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(Click here for meetings with SEC officials)
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| Apr. 27, 2022 | Andrew Robison, Individual Investor |
| Jul. 2, 2021 | Kristen Lam, Director and Assistant General Counsel, DTCC |
| Jul. 2, 2021 | Kristen Lam, Director and Assistant General Counsel, DTCC |
| Jun. 8, 2021 | Kristen Lam, Director and Assistant General Counsel, DTCC |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 6, 2021 | Memorandum from the Division of Trading and Markets regarding the Response to the Commission’s Request for Additional Information |
