Comments on FICC Rulemaking
Notice of Filing of Proposed Rule Change to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount
[Release No. 34-90568; File No. SR-FICC-2020-017]
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(Click here for meetings with SEC officials)
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| Mar. 5, 2021 | Timothy J. Cuddihy, Managing Director, DTCC Financial Risk Management |
| Feb. 23, 2021 | Christopher Killian, Managing Director, Securitization, Corporate Credit, and Libor, SIFMA |
| Feb. 23, 2021 | James Tabacchi, Chairman, Independent Dealer and Trader Association |
| Feb. 23, 2021 | James Tabacchi, Chairman, Independent Dealer and Trader Association and Mike Fratantoni, Chief Economist, Senior Vice President, Mortgage Bankers Association |
| Jan. 29, 2021 | Christopher Killian,
Managing Director, Securitization, Corporate Credit, and Libor, SIMFA |
Jan. 28, 2021 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Jan. 26, 2021 | James Tabacchi, Chairman, Independent Dealer and Trader Association and Mike Fratantoni, Chief Economist and Senior Vice President, Mortgage Bankers Association |
| Dec. 21, 2020 | Kelli McMonow, Head of Government Affairs, American Securities Association |
| Dec. 17, 2020 | Pete Mills, Senior Vice President, Residential Policy and Member Engagement, Mortgage Bankers Association |
| Dec. 16, 2020 | Christopher Killian, Managing Director, Securitization, Corporate Credit, and Libor, Securities Industry and Financial Markets Association |
| Dec. 15, 2020 | Curtis Richins, President & CEO, Mortgage Capital Trading, Inc. |
| Dec. 10, 2020 | James Tabacchi,
Chairman, Independent Dealer and Trader Association |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 4, 2021 | Memorandum from the Division of Trading and Markets regarding a February 22, 2021, meeting with representatives of the Independent Dealer and Trader Association
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| Feb. 17, 2021 | Memorandum from the Division of Trading and Markets regarding a February 12, 2021, meeting with representatives of the Independent Dealer and Trader Association
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