Comments on FICC Rulemaking

Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook

Submitted Comments (Click here for meetings with SEC officials)
Apr. 25, 2018	Donaldine Temple, Executive Director and Associate General Counsel, Fixed Income Clearing Corporation
Apr. 13, 2018	Timothy J. Cuddihy, Managing Director, Financial Risk Management, Fixed Income Clearing Corporation
Apr. 13, 2018	Robert E. Pooler, Chief Financial Officer, Ronin Capital LLC
Apr. 4, 2018	Levent Kahraman, Chief Executive Officer, KGS-Alpha Capital Markets, L.P.
Apr. 4, 2018	Michael J. Santangelo, Chief Financial Officer, Amherst Pierpont Securities LLC
Mar. 29, 2018	James Tabacchi, Chairman, International Dealer and Trader Association
Mar. 19, 2018	Timothy J. Cuddihy, Managing Director, Financial Risk Management, Fixed Income Clearing Corporation
Feb. 22, 2018	Robert E. Pooler, Chief Financial Officer, Ronin Capital, LLC
Feb. 22, 2018	Michael Santangelo, Chief Financial Officer, Amherst Pierpont Securities LLC
Meetings with SEC Officials (Click here for submitted comments from the public)
May 15, 2018	Memorandum from the Division of Trading and Markets regarding a May 14, 2018, meeting with representatives of the Independent Dealer & Trading Association, et al.