Comments on FICC Rulemaking
Notice of Filing of Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
[Release No. 34-79958; File No. SR-FICC-2017-001]
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Mar. 8, 2017 | Timothy J. Cuddihy, Managing Director, Financial Risk Management, Fixed Income Clearing Corporation |
Feb. 24, 2017 | Alan B. Levy, Managing Director, Industrial and Commercial Bank of China Financial Services LLC |
Feb. 24, 2017 | Robert E. Pooler, CFO, Ronin Capital LLC |
Meetings with SEC Officials
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Mar. 9, 2017 |
Memorandum from the Division of Trading and Markets regarding a March 8, 2017, conference call with representatives of Fixed Income Clearing Corporation (FICC)
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Feb. 28, 2017 |
Memorandum from the Division of Trading and Markets regarding a February 28, 2017, conference call with representatives of ED&F Man Capital Markets Inc., Rosenthal Collins Group, LLC, and South Street Securities, LLC
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