Comments on Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ) Rulemaking

Notice of Filing of the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan

[Release No. 34-93625; File No. SR-CTA/CQ-2021-03]

Submitted Comments

(Click here for meetings with SEC officials)
Apr. 27, 2022 SIFMA
Mar. 29, 2022 Erika Moore, Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Mar. 23, 2022 Manisha Kimmel, Chief Policy Officer, MayStreet, Inc.
Mar. 22, 2022 Katie Adams, Chief Product Officer, Polygon.io, Inc.
Jan. 28, 2022 Hope M. Jarkowski General Counsel, NYSE Group, Inc.
Jan. 12, 2022 Chris Solgan, VP, Senior Counsel, MIAX Exchange Group
Jan. 5, 2022 Emil Framnes and Simon Emrich, Norges Bank Investment Management
Dec. 21, 2021 James Angel, Ph.D., CFP, CFA, Associate Professor of Finance, Georgetown University
Dec. 17, 2021 Luc Burgun, President and CEO, NovaSparks S.A.S.
Dec. 17, 2021 Joe Wald, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group, BMO Capital Markets and Ray Ross, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group
Dec. 17, 2021 Erika Moore, Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Dec. 17, 2021 John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Dec. 17, 2021 Ellen Greene, Managing Director, Equity & Options Market Structure, Securities Industry and Financial Markets Association and William C. Thum, Managing Director and Associate General Counsel, Asset Management Group, Securities Industry and Financial Markets Association
Dec. 17, 2021 Marcia E. Asquith, Executive Vice President, Board and External Relations, Financial Industry Regulatory Authority, Inc.
Dec. 17, 2021 Patrick Flannery, Chief Executive Officer, MayStreet
Dec. 16, 2021 Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, BlackRock and Samantha DeZur, Director, Global Public Policy, BlackRock
Dec. 16, 2021 Jonathan Hill, CEO, Cutler Group, LP Anand Prakash, CTO, Cutler Group, LP Nader Sharabati, CFO, Cutler Group, LP and Doug Patterson, CCO, Cutler Group, LP
Nov. 30, 2021 Quinton Pike, CEO, Polygon.io, Inc.
Nov. 22, 2021 Allison Bishop, President, Proof Services LLC
Nov. 8, 2021 Adrian Griffiths, Head of Market Structure, MEMX LLC

Meetings with SEC Officials

(Click here for submitted comments from the public)
Apr. 7, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 28, 2022, video conference meeting with MayStreet, Inc.
Feb. 25, 2022 Memorandum from the Division of Trading and Markets regarding a February 23, 2022, video conference meeting with MayStreet, Inc.