Comments on Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ)
Rulemaking
Notice of Filing and Immediate Effectiveness of the Twenty-Second Charges Amendment to the Second Restatement of the CTA Plan and the Thirteenth Charges Amendment to the Restated CQ Plan
[Release No. 34-80300; File No. SR-CTA/CQ-2017-02]
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(Click here for meetings with SEC officials)
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| Apr. 27, 2017 | Emily Kasparov, CTA/CQ Chairman, Chicago Stock Exchange |
| Apr. 27, 2017 | Sihyang Lee |
| Apr. 25, 2017 | Emily Kasparov, Chair, CQ/CTA Operating Committee |
| Apr. 24, 2017 | Stefano Durdic, Managing Director, R2G |
| Apr. 24, 2017 | David Jenkins |
| Apr. 21, 2017 | David Craig, President, Financial Risk, Thomson Reuters |
| Apr. 20, 2017 | Anonymous |
| Apr. 19, 2017 | Edward Foda |
| Apr. 18, 2017 | Jay Froscheiser, Vice President, Active Trader Products, DTN / Schneider Electric |
| Apr. 18, 2017 | Greg Babyak, Head, Global Regulatory and Policy Group, Bloomberg LP |
| Apr. 18, 2017 | Melissa MacGregor, Managing Director and Associate General Counsel, SIFMA |
| Apr. 17, 2017 | Marcus Mitchell |
| Apr. 17, 2017 | Brad Ward |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| May 17, 2017 |
Memorandum from the Division of Trading and Markets regarding a May 8, 2017, meeting with representatives of the Securities Industry and Financial Markets Association
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