Comments on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

[Release No. BSA-1; File No. S7-2024-02]

Submitted Comments

Aug. 20, 2024 Joshua Briscoe
Jul. 22, 2024 Kelly O’Donnell, Director, Operations and Transfer Agency, Investment Company Institute
Jul. 22, 2024 Emily Micale, Director, Federal Regulatory Affairs, Insured Retirement Institute, Inc.
Jul. 22, 2024 Rebekah Goshorn Jurata, General Counsel, American Investment Council
Jul. 22, 2024 Bernard V. Canepa, Managing Director and Associate General Counsel, SIFMA, and Kevin Ehrlich Managing Director and Associate General Counsel, SIFMA AMG
Jul. 22, 2024 Ian Gary, Executive Director, Zorka Milin, Policy Director, and Erica Hanichak, Government Affairs Director, Financial Accountability and Corporate Transparency (FACT) Coalition
Jul. 22, 2024 Major L. Clark, III, Deputy Chief Counsel, and Graham Owens, Assistant Chief Counsel, Office of Advocacy, U.S. Small Business Administration
Jul. 22, 2024 Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, MFA
Jul. 22, 2024 Anonymous
Jul. 22, 2024 Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.
Jul. 22, 2024 Claire McHenry, NASAA President and Deputy Director, Nebraska Bureau of Securities
Jul. 22, 2024 Andrew Park, Americans for Financial Reform Education Fund
Jul. 22, 2024 Jade Miller, President, Alternative & Direct lnvestment Securities Association
Jul. 22, 2024 Gail C. Bernstein, General Counsel, and William A. Nelson, Associate General Counsel, Investment Adviser Association
Jul. 19, 2024 Richard Trabosh, Student, Hofstra University School of Law, Class of 2026
Jul. 12, 2024 Michael McMaster, Senior Director, Chief Compliance Officer, ICE Data Pricing & Reference Data, LLC
Jul. 10, 2024 Iris
Jul. 9, 2024 Rivashnee Singh, Senior Supervisory Financial Planner & Tax Specialist
Jul. 7, 2024 Richart Ruddie, Compliance Software and Services
Jul. 5, 2024 Jim Mead
Jul. 1, 2024 Brooke Salvini, CPA, PFS, CFP, Chair, Association of International CPAs
Jun. 6, 2024 Matt Everson, Chief Commercial Officer, Global Sales, illuminote
May 23, 2024 Will Bach, Certified Financial Planner, Enrolled Agent, Investment Advisor Representative
May 21, 2024 Jonathan Bird, CEO, Farnam Financial
May 20, 2024 Dr. David E McClean, Principal, DMA Consulting Group
May 14, 2024 Lisa Fields
May 13, 2024 Georgia Bruggeman, CFP