Comments on Proposed Rule: Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940
[Release No. IC-33658; File No. S7-19-19]
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(Click here for meetings with SEC officials)
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| Dec. 21, 2019 | Ed Snoke |
| Dec. 4, 2019 | Michael W. Mundt, Partner, Stradley Ronon Stevens & Young, LLP |
| Nov. 29, 2019 | Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management Research Company |
| Nov. 29, 2019 | John Smith |
| Nov. 29, 2019 | Brett Palmer, President, Small Business Investor Alliance |
| Nov. 27, 2019 | Timothy W. Cameron, Head, SIFMA Asset Management Group |
| Nov. 27, 2019 | Gail C. Bernstein, General Counsel, Investment Adviser Association |
| Nov. 26, 2019 | Michael J. Triessl, Senior Vice President and Senior Counsel, Capital Research and Management Company |
| Nov. 26, 2019 | Susan M. Olson, General Counsel, Investment Company Institute |
| Nov. 26, 2019 | Jason Mulvihill, Chief Operating Officer General Counsel, American Investment Council |
| Nov. 14, 2019 | Abigail Najera, Staff Accountant, Leverpoint Management |
| Nov. 6, 2019 | Kathleen Crowley |
| Oct. 20, 2019 | Diane Smith |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jan. 16, 2020 | Memorandum from the Division of Investment Management regarding a January 15, 2020, meeting with representatives of the Investment Company Institute |
