Comments on Proposed Rule: Customer Margin Rules Relating to Security Futures

[Release No. 34-86304; File No. S7-09-19]

Submitted Comments

(Click here for meetings with SEC officials)
Apr. 27, 2020 OneChicago Comment Letter Summary
Apr. 27, 2020 Thomas G. McCabe, Chief Regulatory Officer, OneChicago, LLC
Dec. 4, 2019 Scott A. La Botz
Nov. 22, 2019 Senator Jerry Moran, et al., United States Senate
Nov. 13, 2019 Mike Bost and Rodney Davis, Members of Congress
Oct. 7, 2019 Thomas G. McCabe, Chief Regulatory Officer, OneChicago, LLC
Aug. 29, 2019 Mike Ianni
Aug. 26, 2019 Angelo Evangelou, Chief Policy Officer, Cboe Global Markets, Inc., and Shelly Brown, EVP, Strategic Planning & Operations, MIAX Exchange Group
Aug. 26, 2019 Thomas G. McCabe, Chief Regulatory Officer, OneChicago, LLC
Aug. 26, 2019 Walter Lukken, President & Chief Executive Officer, Futures Industry Association (FIA)
Aug. 22, 2019 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jun. 4, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 4, 2020 meeting with OneChicago
May 29, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 29, 2020 telephone call with Representatives of One Chicago
Mar. 9, 2020 Memorandum from the Office of Commissioner Robert J. Jackson, Jr. regarding an October 29, 2019, meeting with representatives of OneChicago
Dec. 9, 2019 Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 21, 2019, meeting with representatives of OneChicago
Dec. 9, 2019 Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 29, 2019, meeting with representatives of OneChicago
Nov. 26, 2019 Memorandum from the Office of the Chairman regarding a November 21, 2019, meeting with representatives of OneChicago
Nov. 25, 2019 Memorandum from the Division of Trading and Markets regarding a November 21, 2019, meeting with representatives of OneChicago
Oct. 29, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 29, 2019, meeting with representatives of OneChicago, LLC
Oct. 16, 2019 Memorandum from the Office of the Chairman regarding an October 16, 2019, telephone call with representatives of Cboe Global Markets, Inc.
Sep. 26, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding a September 26, 2019, meeting with representatives of CBOE
Jul. 29, 2019 Memorandum from the Division of Trading and Markets regarding a July 16, 2019, meeting with representatives of OneChicago