(Click here for meetings with SEC officials)
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Apr. 14, 2021 | Andreas Johansson and Riccardo Sabbatucci, Rutgers Business School, and Andrea Tamoni, Stockholm School of Economics |
Aug. 31, 2020 | Susan M. Olson,
General Counsel, lnvestment Company Institute |
Jul. 22, 2020 | Peter Germain, Chief Legal Officer, Federated Hermes, Inc. |
May 27, 2020 | Angela Borreggine, Director and Senior Counsel, Chief Legal Officer, AllianzGI |
May 21, 2020 | Elizabeth Lance, Vice President and Legal Counsel, T. Rowe Price and Brian R. Poole, Vice President and Senior Legal Counsel, T. Rowe Price |
May 12, 2020 | Micah Hauptman, Financial Services Counsel, and Barbara Roper, Director of Investor Protection, Consumer Federation of America |
May 7, 2020 | Silent Majority, Investor |
May 6, 2020 | Peter Germain, Chief Legal Officer, Federated Hermes, Inc. |
May 5, 2020 | Katherine S. McKinley, Senior Vice President and General Counsel, State Street Global Advisors |
May 5, 2020 | Susan Olson, General Counsel, Investment Company Institute |
May 5, 2020 | Fiona Reynolds, Chief Executive Officer, Principles for Responsible Investment |
May 5, 2020 | Amy M. O’Brien, Senior Managing Director, Head of Responsible Investing, Teachers Insurance and Annuity Association of America and Yves P. Denizé, Senior Managing Director, Division General Counsel, Teachers Insurance and Annuity Association of America |
May 5, 2020 | Aaron Cantrell, Head of Economic Research, Record Management and Isabel Estevez, PhD Candidate, University of Cambridge |
May 5, 2020 | Jeff P. Mahoney, General Counsel, Council of Institutional Investors |
May 5, 2020 | Roger Machlis, General Counsel, Credit Suisse Asset Management |
May 5, 2020 | Michael Cosack, Principal, ImpactWise and Henry Shilling, Director of Research, Sustainable Research and Analysis LLC |
May 5, 2020 | Richard P. Pasquier, Practus |
May 5, 2020 | Max M. Schanzenbach, Seigle Family Professor of Law, Northwestern Pritzker School of Law and Robert H. Sitkoff, John L. Gray Professor of Law, Harvard Law School |
May 5, 2020 | Jeffrey Kupor, Head of Legal, Americas, Invesco Ltd. |
May 5, 2020 | James Allen, Head, Capital Markets Policy, CFA Institute and Matt Orsagh, Senior Director, Capital Markets Policy, CFA Institute |
May 5, 2020 | Walter R. Burkley, Senior Vice President & Senior Counsel, Capital Research and Management Company and Erik Vayntrub, Vice President & Associate Counsel, Capital Research and Management Company |
May 5, 2020 | Kaitlyn Alle, President & CEO, Global Affairs Associates, LLC and Amanda Hsieh, COO, Global Affairs Associates, LLC |
May 5, 2020 | Deepa Damre Smith,
Managing Director, Legal & Compliance, BlackRock, Inc. and Kate Fulton, Managing Director, Global Public Policy Group, BlackRock, Inc. |
May 5, 2020 | Stephen E. Roth,
Eversheds Sutherland (US) LLP Counsel to the Committee of Annuity Insurers |
May 5, 2020 | Jeffrey R. Stern, Managing Director, Legal and Compliance, MSCI Inc. |
May 5, 2020 | Chad E. Spitler, CEO, Third Economy LLC and R. Paul Herman, CEO, HIP Investor Ratings LLC |
May 5, 2020 | Aron Szapiro, Head of Policy Research, Morningstar, Inc. and Jasmin Sethi, Associate Director of Policy Research, Morningstar, Inc. |
May 5, 2020 | Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management Research Company LLC |
May 5, 2020 | Anne Robinson, Managing Director and General Counsel, The Vanguard Group, Inc. |
May 5, 2020 | Timothy W. Cameron, Esq.,
Asset Management Group – Head, Securities Industry and Financial Markets Association and Lindsey Weber Keljo, Esq., Asset Management Group – Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
May 5, 2020 | Jim Coburn, Esq., Senior Manager, Disclosure, Ceres, Inc. |
May 4, 2020 | Scott L. Silver, Silver Law Group |
May 4, 2020 | Kristin Hull |
May 4, 2020 | Kristien Smedts |
May 1, 2020 | Declan McFee, Investor, Academic |
Apr. 27, 2020 | Cole Baldecchi, Student Legal Intern and Savannah Padgett, Student Legal Intern |
Apr. 26, 2020 | Lori Nuckolls |
Apr. 15, 2020 | Samuel B. Edwards, President, Public Investors Advocate Bar Association |
Mar. 31, 2020 | Janet Beirbaum |
Mar. 23, 2020 | Sam Janain |
Mar. 17, 2020 | Tom Williams |
Mar. 15, 2020 | Sean Xing |
Mar. 10, 2020 | John Crowley, Esq. |
Mar. 9, 2020 | Chris Barnard |
Mar. 7, 2020 | Jason K. |
Mar. 7, 2020 | Meaghan Duffy, Investor |
Mar. 7, 2020 | Wadad Abdullah |
Mar. 6, 2020 | Trish Hoerth |
Mar. 4, 2020 | Carolyn Noble |
Mar. 3, 2020 | Jake Lorton |
Meetings with SEC Officials | |
Jun. 29, 2021 | Memorandum from the Office of Chairman Gary Gensler regarding a June 29, 2021 meeting with Mercer E. Bullard |
Nov. 30, 2020 | Memorandum from the Division of Investment Management regarding a November 20, 2020 with representatives of the SIFMA, Asset Management Group |
Nov. 5, 2020 | Memorandum from the Division of Investment Management regarding an October 27, 2020 meeting with representatives of MSCI
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Mar. 11, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 11, 2020 meeting with representatives of BlackRock |