Comments on Rulemaking petition to end the Commission’s backdoor regulation of 12b-1 fees
[File No. 4-761]
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| Oct. 27, 2020 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Sep. 21, 2020 | Helgi C. Walker and Brian A. Richman, Gibson, Dunn & Crutcher LLP |
| Jul. 29, 2020 | Colleen Bell,
Chief Fiduciary Services Officer, Cambridge Investment Research Advisors, Inc. |
| Jul. 29, 2020 | Amy Webber, President and Chief Executive Office, Cambridge Investment Research Advisors, Inc. |
| Jul. 29, 2020 | Seth Miller, General Counsel, Chief Risk Officer, Cambridge Investment
Research Advisors, Inc. |
| Jul. 29, 2020 | Seth Miller, General Counsel, Chief Risk Officer, Financial Services Institute (FSI), Cambridge Investment Research Advisors, Inc. |
| Jul. 29, 2020 | Jeff Vivacqua, Chief Marketing Officer, Financial Services Institute and Cambridge Investment Research, Inc. |
| Jul. 9, 2020 | Summer Pretzer |
| Jul. 2, 2020 | Tasha Johns |
| Jun. 22, 2020 | Richard Bryant, CEO, Capital Investment Companies |
| Jun. 15, 2020 | Barbara Roper, Director of Investor Protection, Consumer Federation of America
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